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Showing 651 to 660 of 769 search results for risk during LIBOR.
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Advice firms demonstrate some good practice on due diligence but greater consistency needed
During its review, the FCA found the firms that got research and due diligence right had a good culture of challenge. ... During the review, the FCA assessed 13 advisory firms of different sizes and with a variety of propositions. -
Firm fined £1.8million for "unacceptable" approach to bribery & corruption risks from overseas payments
Firm fined £1.8million for "unacceptable" approach to bribery & corruption risks from overseas payments. ... Principle 3 requires firms to manage their business, and risks, responsibly and effectively. -
FCA turns to science and music to protect public from loan fee fraud this Christmas
The FCA has launched the UK’s first official anti-fraud jingle in a bid to protect consumers against loan fee fraud over the Christmas period. -
Primary Market Bulletin Issue No. 28 coronavirus (Covid-19) update
In this special edition, we publish a statement on temporary relief for the timing of the publication of half yearly financial reports. -
The FCA and the Bank of England encourage market participants in further switch to SONIA in interest rate swap markets
FCA and Bank of England support and encourage liquidity providers in the sterling swaps market to adopt new quoting conventions for inter-dealer trading based on SONIA instead of LIBOR from 27 October this year. -
Proposed new rules to encourage companies to list in the UK and other market improvements set out by financial watchdog
Proposals aimed at making the UK’s listing regime more accessible, effective, and competitive, have today been set out in detail by the Financial Conduct Authority (FCA). -
A regulatory perspective: the drivers of culture and the role of purpose and governance
Marc Teasdale speaks on regulatory perspective, the driver of cultures and the role of purpose and governance. -
Authorised fund managers’ assessments of their funds’ value
This review sets out our findings from our review, where we looked at the processes used by different Authorised Fund Managers (AFMs) when they carry out assessments of value (AoVs or 'Value Assessments') for the funds they operate. -
GC13/2 Dealing fairly with interest-only mortgage customers who risk being unable to repay their loan
GC13/2 Dealing fairly with interest-only mortgage customers who risk being unable to repay their loan. ... The full guidance: GC13/2 Dealing fairly with interest-only mortgage customers who risk being unable to repay their loan. -
Financial watchdog cracks down on problem firms and supports struggling borrowers
In the past year, the FCA has reduced harm to consumers and businesses by stopping 627 firms, that failed to meet the minimum standards, from operating.