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Showing 701 to 710 of 769 search results for risk during LIBOR.

  1. The Financial Conduct Authority and the Dutch Authority for the Financial Markets (AFM) agree on closer partnership

    Press Releases Published: 05/06/2019 Last modified: 05/06/2019
    UK and Dutch financial regulators agreed to work more closely together to protect and enhance the integrity and stability of both countries financial systems.

  2. Information on enforcement investigations opened against individuals (SMR) - May 2022

    FOI Release Date of Release: 11/05/2022
    The FCA provides data on enforcement investigations opened against individuals (SMR).

  3. Claims handling lessons learned from business interruption insurance

    Multi-firm reviews Published: 04/10/2022 Last modified: 04/10/2022
    The FCA sets out the findings from its review assessing how firms handled Business Interruption (BI) insurance claims following the Supreme Court’s judgment on the BI test case, including examples of good practices and areas where firms have

  4. Tribunal partly upholds the Financial Conduct Authority’s decision to fine Tariq Carrimjee for assisting a client to commit market abuse

    Press Releases Published: 06/03/2015 Last modified: 06/03/2015
    The Tribunal’s decision was issued on 6 March 2015 after 3 days of hearing during September 2014. ... in market manipulation, and that this risk should have been apparent to Carrimjee.

  5. FCA and FRC joint statement reminding companies that extended financial information timelines continue to apply

    Statements Published: 27/01/2021 Last modified: 27/01/2021
    In a joint statement, the FCA and the Financial Reporting Council (FRC) have asked firms to stay aware of the current measures in place, considering the situation created by coronavirus (Covid-19).

  6. Lloyds Banking Group fined £4.3 million for delayed PPI redress payments

    Press Releases Published: 19/02/2013 Last modified: 09/12/2016
    The Financial Services Authority (FSA) has fined three Lloyds Banking Group firms a total of £4,315,000 for failings in their systems and controls that resulted in up to 140,000 customers receiving delayed payment protection insurance (PPI) redress.

  7. TR22/1: Observations on wind-down planning: liquidity, triggers & intragroup dependencies

    Thematic reviews Published: 11/04/2022 Last modified: 11/04/2022
    This review reiterates our expectation that firms have adequate financial and non-financial resources to wind-down in an orderly manner, and sets out our observations of how they are doing this.

  8. FCA publishes interim feedback following a call for input to the post-implementation review of the rules for crowdfunding

    Press Releases Published: 09/12/2016 Last modified: 09/12/2016
    The Financial Conduct Authority (FCA) has given an update on the post-implementation review of the loan-based and investment-based crowdfunding market. Our earlier call for input raised a number of issues for discussion; the feedback statement

  9. FCA warns public of investment scams as over £197 million reported losses in 2018

    Press Releases Published: 06/02/2019 Last modified: 11/04/2024
    The FCA warns investors to be vigilant to the threat posed by investment scammers, as data from Action Fraud reveals over £197 million reported losses in 2018.

  10. Coronavirus and safeguarding customers’ funds: additional guidance for payment and e-money firms

    Finalised guidance Published: 09/07/2020 Last modified: 09/07/2020
    This finalised guidance intends to strengthen firms’ prudential risk management and arrangements for safeguarding customers’ funds in this period of economic stress due to coronavirus.
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