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  1. Consumer warning on Renaissance Advisory Ltd

    News stories Published: 10/12/2021 Last modified: 10/12/2021
    We have removed Renaissance Advisory Ltd’s permissions. It is therefore no longer authorised to carry out any regulated activities.

  2. Statutory panels

    About us How we operate Published: 19/04/2016 Last modified: 05/06/2024
    The FCA consults on its work with independent statutory panels. Find out more about what each panel covers.

  3. FCA decides to fine and ban James Staley

    Press Releases Published: 12/10/2023 Last modified: 12/10/2023
    Mr Staley has referred his Decision Notice to the Upper Tribunal where he will present his case.

  4. Diversity: delivering excellence for the future

    Speeches Published: 10/06/2019 Last modified: 11/06/2019
    Speech delivered by Nausicaa Delfas, Executive Director of International at City and Financial: Women in Finance 2019, London

  5. Business interruption insurance test case – Insurer claims data

    Data Published: 31/03/2023 Last modified: 31/03/2023
    The FCA gathers information regularly from all affected insurers on the progress of their non-damage business interruption insurance claims, and publishes this data.

  6. Financial promotions quarterly data 2022 Q3

    Data Published: 04/11/2022 Last modified: 03/02/2023
    We publish data on the number of financial promotions that it has taken action on to mitigate non-compliance with the our rules. This data is for 1 July 2022 to 30 September 2022.

  7. Climate-related reporting requirements

    Published: 22/04/2021 Last modified: 06/10/2022
    The FCA's TCFD-aligned reporting requirements and our plans for extending the requirements.

  8. Final Notice 2023: Guaranty Trust Bank (UK) Limited [pdf]

    Final notices Published: 10/01/2023
    This Final Notice (Guaranty Trust Bank (UK) Limited) refers to breaches of PRIN 3 related to the risk of financial crime in the wholesale banking sector. We imposed a financial penalty.

  9. Portfolio letter: FCA supervisory strategy for Lifetime Mortgage Providers [pdf]

    Correspondence Published: 29/06/2022
    In this letter, we provide an updated view of the current key risks of harm and outline our expectations of firms. Provide an overview of our supervisory strategy and programme of work to ensure that firms are meeting our expectations, and harms are

  10. Effectiveness of the AML regime in disrupting financial crime

    Speeches Published: 10/11/2016 Last modified: 06/12/2016
    Opening comments by Rob Gruppetta, Head of the Financial Crime Department at the FCA, for a panel discussion at our Financial Crime Conference.
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