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Showing 1041 to 1050 of 2441 search results for risk identification.

  1. Sheree Howard's allowances and expenses: April 2019 - March 2020 [pdf]

    FOI releases Published: 28/11/2019 Last modified: 23/06/2020
    Summary of allowances and expenses claimed by Sheree Howard, Executive Director of Risk and Compliance Oversight, including hospitality given outside of the FCA.

  2. Culture and conduct - extending the accountability regime

    Speeches Published: 20/09/2017 Last modified: 20/09/2017
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at City and Financial Summit, London.

  3. LIBOR transition and contractual fallbacks

    Speeches Published: 28/01/2019 Last modified: 28/01/2019
    Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the International Swaps and Derivatives Association (ISDA) Annual Legal Forum.

  4. FCA publishes Guidance Guarantee Policy Statement

    Press Releases Published: 27/11/2014 Last modified: 27/11/2014
    Christopher Woolard, director of policy, risk and research at the FCA said:.

  5. FCA stops EverFX offering CFDs to UK customers

    Press Releases Published: 26/05/2021 Last modified: 26/05/2021
    The FCA stops the Cypriot-based firm and other members of its group which trade as EverFX, from offering high risk contracts for differences to UK investors.

  6. FCA fines and restricts W H Ireland Limited for market abuse risks

    Press Releases Published: 23/02/2016 Last modified: 23/02/2016
    or the full breadth of its market abuse risks, were set too narrowly to be effective and produced exceptions that were not reviewed in a timely and consistent manner. ... In addition, throughout this period, the FCA had also been communicating widely

  7. Retirement income market study

    Market studies Published: 26/03/2015 Last modified: 17/08/2021
    In March 2015, we published the final findings of our retirement income market study and our proposed remedies.

  8. Climate Financial Risk Forum Guide 2021 - Climate Data and Metrics [pdf]

    Corporate documents Published: 21/10/2021
    This report presents the output of thematic work on data and metrics across all four industry working groups of the Climate Financial Risk Forum.

  9. Climate Financial Risk Forum Guide 2021: Case Studies [pdf]

    Corporate documents Published: 21/10/2021
    This chapter represents the output from the Disclosures Working Group of the Climate Financial Risk Forum, containing case studies on climate action from three firms.

  10. FCA sets clear plan for next 12 months

    Press Releases Published: 05/04/2023 Last modified: 05/04/2023
    In the second year of its 3-year strategy, the FCA plans to accelerate 4 areas of its work over the next 12 months through further investment and increased resources.
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