Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1051 to 1060 of 2441 search results for risk identification.

  1. Outcomes-focussed regulation: a measure of success?

    Speeches Published: 06/05/2021 Last modified: 11/06/2024
    Speech by Charles Randell, Chair of the FCA and PSR, to the Building Societies Association

  2. General guidance on the application of ex-post risk adjustment to variable remuneration [pdf]

    Finalised guidance Published: 23/06/2015 Last modified: 23/06/2015

  3. Secondary credit brokers

    Firm authorisation Published: 15/11/2023 Last modified: 15/11/2023
    Find out what permissions you'll need to apply to the FCA for authorisation, and what the FCA expects to see in your application.

  4. Impact assessment: Strengthening the alignment between risk and reward – remuneration rules for banking sector [pdf]

    Impact assessments Published: 23/03/2017
    This impact assessment relates to remuneration rules for the banking sector. It has been verified by the Regulatory Policy Committee.

  5. Seizing opportunity – challenges and priorities for the FCA

    Speeches Published: 22/09/2021 Last modified: 24/09/2021
    Speech by our CEO, Nikhil Rathi, delivered at the Lord Mayor's City Banquet at Mansion House

  6. Update for investors in Arck LLP

    News stories Published: 17/03/2014 Last modified: 18/05/2021
    Some investors in Arck LLP (Arck) are being written to with offers of financial support by Yorkshire Bank.

  7. Global AML and Financial Crime TechSprint

    Events Published: 10/02/2023 Last modified: 10/02/2023
    The fifth and largest FCA TechSprint, the event focused on how new technology can be used to more effectively combat money laundering and financial crime.

  8. Warning Notice Statement 21/4 [pdf]

    Warning notices Published: 03/11/2021
    The Financial Conduct Authority gave a firm a Warning Notice on 16 September 2021 proposing to take action in respect of the conduct summarised in this statement.

  9. Asset management market study

    Market studies Published: 18/11/2015 Last modified: 24/09/2018
    We have published the final findings of our asset management market study. As part of this, we set out a package of remedies to address the concerns identified.

  10. Credit card market study: MS14/6

    Market studies Published: 03/11/2015 Last modified: 14/07/2020
    Our market study on the credit card sector focused on one of the largest consumer credit markets we regulate – there are around 30 million credit card holders in the UK.
Related topics