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Showing 1071 to 1080 of 2441 search results for risk identification.

  1. Portfolio letter: FCA strategy for Building Societies [pdf]

    Correspondence Published: 11/03/2022
    This letter provides an updated view of the current key risks of harm and outline our expectations of societies. It also provides an overview of our supervisory strategy and programme of work to ensure that firms are meeting our expectations, and

  2. MLA E: Residential loans to individuals FAQs

    Registers and systems Published: 13/05/2016 Last modified: 13/06/2022
    MLA E: Residential loans to individuals FAQs

  3. GC15/2 General guidance on the application of ex-post risk adjustment to variable remuneration

    Guidance consultations Published: 26/03/2015 Last modified: 26/03/2015
    GC15/2 General guidance on the application of ex-post risk adjustment to variable remuneration. ... CP14/14 also included FCA-only General guidance on the application of malus to variable remuneration and ex-ante risk adjustments in Appendix 6.

  4. UK MiFIR data reporting and LIBOR transition

    Markets Published: 09/07/2021 Last modified: 23/05/2022
    We aim to clarify expectations for investment firms and trading venues submitting UK MiFIR transaction reports and instrument reference data in relation to LIBOR transition

  5. Consumer warning on Grosvenor Associates Ltd

    News stories Published: 01/12/2021 Last modified: 01/12/2021
    We have removed Grosvenor Associate Ltd’s permissions. It is therefore no longer authorised to carry out any regulated activities. 

  6. Share, bond and boiler room scams

    Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
    Find out how share and bond scams work, how to avoid them and what to do if you’re scammed.

  7. High-cost short-term credit

    Focus areas Published: 22/07/2019 Last modified: 10/02/2023
    Details of the FCA's price cap for high-cost short-term credit loans.

  8. Complaints handling review findings

    Multi-firm reviews Published: 15/08/2018 Last modified: 15/08/2018
    The findings of our review of how Non-deposit Taking Mortgage Lenders (NDTMLs) and Mortgage Third-Party Administrators (MTPAs) handle complaints.

  9. General insurance sector conference

    News stories Published: 02/06/2014 Last modified: 26/10/2020
    At our first general insurance sector conference on 2 June 2014 we discussed our strategy for general insurance conduct regulation and key conduct issues for the sector.

  10. Risk & Portfolio Management Ltd (clone of FCA authorised firm)

    Warnings Published: 24/04/2013 Last modified: 21/11/2020
    Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.
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