Search results
Showing 1081 to 1090 of 2441 search results for risk identification.
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Risk & Portfolio Management Ltd (clone of FCA authorised firm)
Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm. -
Investors warned over Connaught Income Funds
In the literature we have seen, the Connaught funds are described as ‘very low risk’ and ‘low risk’. ... Investing in these funds is only appropriate if you are comfortable with the particular risks involved. -
Women in finance: keeping up the pressure for progress
Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to the Women in Finance Summit, London -
Asset management portfolio tools
This report sets out our review findings of how firms in the asset management sector selected and used risk modelling and other portfolio management tools. -
Six guilty in relation to £2.7m boiler room scam
In a criminal prosecution brought by the Financial Conduct Authority (FCA), three defendants have today been found guilty for their roles in a series of boiler rooms which led to the loss of more than £2.7m of investors’ funds. -
Support for automated models
If you’re developing an automated advice or guidance model, find out more about some of the firms previously supported and how Innovation Pathways can support you. -
Joint statement from UK financial regulatory authorities on sanctions and the cryptoasset sector
The UK, in partnership with our allies across the globe, has imposed an unprecedented package of economic sanctions on Russia and Belarus, in response to Russia’s invasion of Ukraine on 24 February. -
FCA outlines rules for secondary annuity market
potential risks involved for consumers and we recognise that some consumers may be particularly vulnerable. ... Under the FCA’s proposed rules firms will be required, at the earliest opportunity, to give those considering the sale of their annuity -
The role of regulation in encouraging good culture
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the Investment Association Culture Conference, Mansion House, London. -
Reforming our capital markets ecosystem
Speech by Nikhil Rathi, our Chief Executive delivered at the Global Investment Management Summit.