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Showing 1101 to 1110 of 2441 search results for risk identification.

  1. Conduct in a new era: leaders rejecting complacency

    Speeches Published: 13/06/2013 Last modified: 18/07/2013
    Speech by John Griffith-Jones, Chairman, the FCA, to theCityUK conference in London. This is the text of the speech as drafted, which may differ from the delivered version.

  2. Duty calls: Future-proofing finance for everyone

    Press Releases Published: 28/12/2023 Last modified: 03/01/2024
    Now into the second year of its 3-year strategy, FCA outlines some key achievements and milestones from the last 12 months.

  3. Effective global regulation in capital markets

    Speeches Published: 05/12/2017 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to ICI Global Conference, London

  4. Interest rates and risk-based credit limits in the UK credit card market

    Research articles Published: 08/07/2022 Last modified: 08/07/2022
    We studied variation in interest rates and credit limits to investigate how UK lenders base choices on customers' risk.

  5. Speech: New thinking in regulatory economics

    Insight Published: 23/03/2017 Last modified: 23/03/2017
    Imprecision (Knightian risk, conditional probability): related to outcomes which we do not know precisely, but for which we believe robust, decision-relevant probability statements can be provided. ... And the standards were set such that prices were low

  6. Supervising firms in SRO

    Firms Focus areas Last modified: 02/01/2024
    We explain how we supervise firms in the temporary permissions regime (TPR).

  7. Beyond disclosure for high-risk investments: slow down and think

    Research articles Published: 02/02/2022 Last modified: 02/02/2022
    This article explores our research into risk warnings, decision points and self-certification, published in January 2021.

  8. FCA Climate Change Adaptation Report

    Corporate documents Published: 28/10/2021 Last modified: 28/10/2021
    Our assessment of how we and the firms we regulate are adapting to climate change.

  9. Outsourcing in the life insurance sector

    Firms Multi-firm reviews Published: 04/03/2020 Last modified: 12/11/2020
    We set out our findings from our review of outsourcing and third-party service providers. We identified governance over outsourcing as a priority area for supervision in the life insurers’ portfolio strategy

  10. FCA sets out findings against Link Fund Solutions

    Press Releases Published: 11/04/2024 Last modified: 11/04/2024
    Link Fund Solutions failed to act with due skill, care and diligence in its management of the Woodford Equity Income Fund, according to findings published by the FCA.
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