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Efficiency and effectiveness: our approach to primary markets
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Bloomberg. -
Navigating the public disclosure regime as an SME (1 of 2)
This is the first of 2 events that we're hosting to introduce the work of our Primary Market Oversight Department. -
Signposting to pensions guidance: our findings
Since April 2015, consumers have had greater choice around how they access their Defined Contribution (DC) pension savings. It is important that consumers looking to access these savings understand the consequences of the decisions they make. -
Whistleblowing qualitative assessment survey 2022
This report sets out the findings of a qualitative assessment survey of a small sample of whistleblowers who disclosed their concerns about wrongdoing to the FCA. The survey was conducted to understand whistleblowers’ experience of reporting to -
Alternative Investment Fund Managers Directive (AIFMD) material change notification form [doc]
You should use this form if you are a full-scope UK AIFM that wishes to: i. notify us before implementation of a material change to the conditions for initial authorisation in accordance with implementing provisions relating to article 10.1 of the -
What firms should focus on
The FCA's key messages for firms on unfair contract terms and examples of good and poor practice. -
Regulatory Developments and the Changing Market Structure
Speech by David Lawton, Director of Markets at the FCA, at the American Bar Association Capital Markets Conference, Law Society, London, Thursday 27 February 2014. This is the text of the speech as drafted, which may differ from the delivered version -
FCA sets out new rules for the platforms industry
The Financial Conduct Authority has published rules to make the way that investors pay for platforms more transparent. In the future, platforms, in both the advised and non-advised market, will not be allowed to be funded by payments (commonly -
The FCA’s approach to Brexit: our preparations and our vision for the future
Speech delivered by Nausicaa Delfas, Executive Director of International at the FCA, at Bloomberg/TheCityUK. -
Price comparison websites
Price comparison websites have changed the way consumers shop for insurance and the way firms design, price and distribute their products. They can save people time and provide them with more choice - however, we want to be sure that consumers