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Showing 1121 to 1130 of 2441 search results for risk identification.
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Price comparison websites
Price comparison websites have changed the way consumers shop for insurance and the way firms design, price and distribute their products. They can save people time and provide them with more choice - however, we want to be sure that consumers -
FCA proposes changes to rules for crowdfunding platforms
Following a post-implementation review of its crowdfunding rules, the Financial Conduct Authority (FCA) is opening a consultation on new rules for loan-based crowdfunding platforms. -
Sheree Howard's allowances and expenses: April 2020 - March 2021 [pdf]
Summary of allowances and expenses claimed by Sheree Howard, Executive Director of Risk and Compliance Oversight, including hospitality given outside of the FCA. -
FCA stops FXVC offering CFDs to UK customers
The FCA has acted to stop a Cypriot based firm, Finteractive Limited (trading as FXVC), from offering high risk contracts for difference (CFDs) to UK investors -
Challenges for the regulator - consumer credit, long-term savings and an ageing population
Speech by Andrew Bailey, Chief Executive at the FCA, delivered at City Banquet, Mansion House. -
FCA sets out plan to tackle investment harm
The FCA has published a new strategy aimed at giving consumers the confidence to invest, supported by a high-quality, affordable advice market, which should lead to fewer people being scammed or persuaded to invest in products too risky for their -
Money laundering and supervising trusted professionals
OPBAS one year on report, highlights supervision and money laundering awareness failings and sets out ways to improve standards. -
The role of regulation in encouraging investment in the City
Speech by Sarah Pritchard, Executive Director, Markets and Executive Director, International at the City and Financial Global: Future of UK Capital Markets Regulation event. -
The US dollar LIBOR panel has now ceased
This marks another critical milestone in the transition away from LIBOR. Overnight and 12-month US dollar LIBOR settings have now permanently ceased. 1-, 3- and 6-month US dollar LIBOR settings will continue to be published using a synthetic -
FCA consults on post-Brexit divergence for PRIIPS regulation
The FCA has set out proposals to change disclosure documents provided to retail investors under the Packaged Retail and Insurance-based Investment products regulation.