Search results
Showing 1141 to 1150 of 2441 search results for risk identification.
-
David Gagie joins the FCA as Senior Advisor
and risk management. -
Andrew Bailey speech at the Annual Public Meeting 2018
Speech by Andrew Bailey, Chief Executive of the FCA, delivered at our 2018 Annual Public Meeting. -
We support Financial Action Taskforce work on de-risking drivers
Although there will be exceptions in high risk scenarios, the FATF Recommendations do not require banks to perform, as a matter of course, normal customer due diligence on the customers of ... You can also find out our view of de-risking and risk -
Proposed amendments to the Benchmarks Regulation
The Government’s has announced that it intends to bring forward legislation to amend the Benchmarks Regulation (BMR) to give us enhanced powers. -
FCA statement on Assessing Suitability Review 2
FCA statement on Assessing Suitability Review 2 -
FCA action in respect of Park First Limited
Park First Limited and related entities (Park First) have been promoting and operating airport car parking investment schemes and we have been in discussions with them regarding the schemes. -
Open Finance: an opportunity for financial services
Speech by Sheldon Mills, Director of Competition at the FCA, delivered at The Investments and Savings Alliance (TISA) Open Finance Conference, London. -
Vote Reporting Group
Find out how the group aims to improve shareholder vote reporting by UK asset managers. -
Debt advice firms portfolio letter [pdf]
Our view of key risks debt advice firms pose to their consumers or the markets in which they operate, our expectations, and our supervisory strategy and programme of work -
International regulatory developments affecting investment management
Speech by Nikhil Rathi, FCA Chief Executive, delivered at the Investment Association Annual Conference 2024.