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  1. FCA publishes Future Approach to Consumers

    Press Releases Published: 06/11/2017 Last modified: 13/03/2024
    The FCA has published its ‘FCA Mission – Our Future Approach to Consumers’ in 2017.

  2. Enhanced Due Diligence for High-risk Customers

    Tasks for regulated firms Published: 22/02/2016 Last modified: 21/02/2023
    Money Laundering Regulations stipulate that enhanced due diligence be carried out for all higher-risk situations. Learn about Politically Exposed Persons and anti-money laundering laws.

  3. FCA restricts distribution of CoCos to retail investors

    Press Releases Published: 05/08/2014 Last modified: 06/01/2017
    Christopher Woolard, FCA director of policy, risk and research said:. “In a low interest rate environment many investors might be tempted by CoCos offering high headline returns. ... Authorities highlighting the risks of CoCos and firms

  4. Climate Financial Risk Forum Guide 2020 - Innovation chapter [pdf]

    Corporate documents Published: 29/06/2020
    This chapter represents the output from the cross-industry Innovation Working Group of the Climate Financial Risk Forum. This document sets out recommendations for how financial institutions and other stakeholders can start to deliver a step change

  5. Information on financial services partnerships - November 2022

    FOI Release Date of Release: 15/11/2022
    FCA provides information on financial services partnerships.

  6. Ageing population and financial services

    Occasional papers Published: 21/09/2017 Last modified: 21/09/2017
    In September 2017, we published our Occasional Paper, outlining the findings from a project that explored how the ageing population would impact the financial services industry. 

  7. Research Note: Machine learning in UK financial services

    Data and research Research notes Published: 16/10/2019 Last modified: 16/10/2019
    The Financial Conduct Authority (FCA) and the Bank of England (BoE) conducted a joint survey in 2019 to better understand the current use of machine learning (ML) in UK financial services, including the current state of deployment, maturity of

  8. Climate Financial Risk Forum 2021: Appetite Statements [pdf]

    Corporate documents Published: 21/10/2021
    This chapter represents the output from the Risk Management Working Group of the Climate Financial Risk Forum (CFRF). The document contains information constructing a risk appetite statement and metrics.

  9. Packaged bank accounts: TR16/8

    Thematic reviews Published: 20/10/2016 Last modified: 20/10/2016
    This report provides the findings from our thematic review into packaged bank accounts (PBAs). The review was performed to assess how firms implemented the PBA Insurance: Conduct of Business Sourcebook rules that were introduced in March 2013. We

  10. New financial sanctions measures in relation to Russia

    Statements Published: 22/02/2022 Last modified: 28/03/2022
    Following the Prime Minister’s statement to the House of Commons on 22 February 2022, the UK has announced a tranche of sanctions on Russia.
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