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Showing 1221 to 1230 of 2441 search results for risk identification.

  1. TR14/20: Annuities sales practice

    Thematic reviews Published: 11/12/2014 Last modified: 29/11/2021
    This paper presents the findings of our thematic review of the non-advised sales practices of pension providers offering annuities to their existing customers.

  2. Temporary permissions regime (TPR) data: solo-regulated firms

    Data Published: 29/01/2024 Last modified: 29/01/2024
    This page provides a data summary of the firms under the temporary permissions regime (TPR).

  3. Climate Financial Risk Forum Guide 2021 - Disclosures - Managing Legal Risk [pdf]

    Corporate documents Published: 21/10/2021
    This document covers management of legal risk in relation to climate-related reporting requirements, output of the Disclosures Working Group of the Climate Financial Risk Forum.

  4. Intergenerational challenges: what Mike and the Mechanics can teach us about pensions

    Speeches Published: 16/07/2018 Last modified: 19/01/2021
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Pensions Policy Institute, London.

  5. Building Societies and the Future of Retail Banking

    Speeches Published: 23/05/2018 Last modified: 24/05/2018
    Speech by Jonathan Davidson, Director of Supervision – Retail and Authorisations at the FCA, delivered at Building societies annual conference 2018, Manchester.

  6. Motorists urged to check legal cover

    News stories Published: 07/06/2013 Last modified: 16/08/2013
    Following a review of motor legal expenses insurance (MLEI), we are telling firms to improve how they explain legal cover in policies so that drivers know exactly what they are paying for. Here we explain more.

  7. Coronavirus (Covid-19): Information for firms on working with consumers and clients

    Published: 10/12/2020 Last modified: 10/12/2020
    Information for firms on the impact of coronavirus on consumers, including access to cash, accessing restricted savings and handling consumer claims.

  8. Investigation opening criteria

    About us How we regulate Published: 21/04/2016 Last modified: 27/02/2024
    Factors we consider when deciding to open an investigation, including how we assess serious misconduct.

  9. Do I need to worry about benchmark regulation?

    Speeches Published: 04/02/2016 Last modified: 04/02/2016
    Speech by Edwin Schooling Latter, Head of Markets Policy, FCA, delivered at CISI European Regulation Forum on 2 February 2016. This is the text of the speech as drafted, which may differ from the delivered version.

  10. Citizens Advice supercomplaint to the CMA - update

    News stories Published: 09/01/2020 Last modified: 09/01/2020
    The Competition and Markets Authority (CMA) published its response to the Citizens Advice super-complaint on the loyalty penalty in December 2018, making several cross-cutting and market-specific recommendations in the cash savings, home insurance
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