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Showing 1231 to 1240 of 2441 search results for risk identification.

  1. PS21/11: General insurance pricing practices - amendments

    Policy statements Published: 16/08/2021 Last modified: 02/12/2022
    In May 2021, we published PS21/5 which set out our final rules to address the harm we had found in our GI Pricing Practices Market Study. On 18 August, we published PS21/11, making minor changes to these rules.

  2. FSCS supplementary levies for 2020/21

    Tasks for regulated firms Published: 05/02/2020 Last modified: 13/02/2023
    Find out more about the 2020/2021 Financial Services Compensation Scheme's (FSCS) supplementary levy.

  3. CP15/28: Quarterly Consultation Paper No. 10

    Consultation papers Published: 04/09/2015 Last modified: 13/01/2017
    Since publishing our consultation, the MiFID II Delegated Regulation has been published and it now makes specific reference to the identification of the subject of a firm’s suitability assessment where

  4. FCA to make mini-bond marketing ban permanent

    Press Releases Published: 18/06/2020 Last modified: 18/06/2020
    The FCA has today announced proposals to make permanent its ban on the mass-marketing of speculative illiquid securities, including speculative mini-bonds, to retail investors.

  5. Portfolio Letter: Claims Management Companies (CMCs) 2023 [pdf]

    Correspondence Published: 05/01/2023
    The FCA publishes a portfolio letter that includes the consumer duty, and an updated view of risks that CMC's pose to consumers.

  6. FCA outlines where improvements are needed in ESG benchmarks

    News stories Published: 20/03/2023 Last modified: 20/03/2023
    High quality ESG benchmarks are important to support trust in the market for ESG products and the transition to a net zero economy.

  7. List of employers’ liability insurers

    General insurers and insurance intermediaries Published: 18/04/2016 Last modified: 19/04/2016
    United Kingdom. Regulated. YES. www.elto.org.uk. NO. 202813. United Kingdom Mutual War Risks Association Ltd. ... YES. www.elto.org.uk. 217575. Europeam Insurance Risk Excess dac. Ireland. Services (UK) of an Overseas Firm.

  8. Climate Financial Risk Forum Guide 2020 - Risk Management chapter [pdf]

    Corporate documents Published: 29/06/2020
    This chapter represents the output from the cross-industry Risk Management Working Group of the Prudential Regulation Authority and Financial Conduct Authority’s Climate Financial Risk Forum. The document contains information on approaches to

  9. Effectiveness and proportionality: our financial crime priorities

    Speeches Published: 10/11/2016 Last modified: 05/12/2016
    Speech by Rob Gruppetta, Head of the Financial Crime Department at the FCA, at our Financial Crime Conference.

  10. FCA bans two individuals for lack of integrity

    Press Releases Published: 09/06/2016 Last modified: 09/06/2016
    Mr Gray also recklessly provided customers with misleading information in relation to costs and charges and arranged for customers to sign incomplete investment forms despite being aware of the risk that
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