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Showing 1261 to 1270 of 2441 search results for risk identification.

  1. Can financial distress be predicted or is that just life (events)?

    Insight Published: 03/08/2016 Last modified: 17/02/2017
    Most importantly, is it possible to predict the consumers who are at high risk of suffering financial distress in the future, or does financial distress just follow from unpredictable life events ... distress, helping to highlight which individuals are

  2. PS17/10: Remuneration in CRD IV firms

    Policy statements Published: 28/09/2016 Last modified: 03/05/2017
    In this Policy Statement we publish our final rules and guidance to help firms understand the rules that apply to their remuneration policies and practices.

  3. First Supervisory Notice 2022: Pello Capital Limited [pdf]

    Supervisory notices Published: 21/12/2022 Last modified: 23/12/2022
    This First Supervisory Notice refers to breaches of Prin 3, 4 and 11 related to failing demonstrate that Pello Capital Limited has adequate and appropriate systems and controls to effectively manage risks. Failing to maintain adequate financial

  4. FCA reviews how fund charges are set out

    Press Releases Published: 13/05/2014 Last modified: 13/05/2014
    We believe that it is important for investors to clearly understand and compare charges across the market as this, together with fund performance and risk profile, are the key areas that ... designed all marketing material for retail customers to avoid

  5. Consumer warning on Northern Provident Investments

    News stories Published: 06/08/2021 Last modified: 15/06/2022
    Northern Provident Investments Ltd has proposed entering creditors’ voluntary liquidation. The FCA believes there is a high risk of scammers trying to take advantage of customers

  6. FCA publishes its Annual Funding Requirement for 2013/14

    Press Releases Published: 09/04/2013 Last modified: 15/04/2013
    The Financial Conduct Authority (FCA) has announced its Annual Funding Requirement (AFR) for 2013/14. On 1 April 2013 the FCA and the Prudential Regulation Authority (PRA) replaced the Financial Services Authority (FSA). The Bank of England has

  7. FS19/6: Climate change and green finance

    Feedback statements Published: 16/10/2019 Last modified: 18/10/2019
    This Feedback Statement summarises the responses we received from stakeholders to our Discussion Paper (18/8) on Climate Change and Green Finance that we published in October 2018, and sets out our actions and next steps.

  8. Charles Randell speech at the Annual Public Meeting 2018

    Speeches Published: 11/09/2018 Last modified: 11/09/2018
    Speech by Charles Randell, Chair, Financial Conduct Authority, delivered at the Annual Public Meeting at the QEII Centre, Westminster.

  9. Consumer credit regulation: the journey so far

    Speeches Published: 08/04/2016 Last modified: 08/04/2016
    Speech by Tracey McDermott, Acting Chief Executive, FCA, delivered at the Credit Summit 2016 on 7 April 2016. This is the text of the speech as drafted, which may differ from the delivered version.

  10. Transforming to a forward-looking, proactive regulator

    Speeches Published: 15/07/2021 Last modified: 15/07/2021
    Speech by our CEO, Nikhil Rathi, delivered at the FCA’s Our Role and Business Plan webinar.
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