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Showing 1281 to 1290 of 2441 search results for risk identification.

  1. FCA launches consultation on the regulation of international firms

    Press Releases Published: 23/09/2020 Last modified: 25/09/2020
    The FCA has launched a consultation on its approach to the authorisation and supervision of international firms operating in the UK.

  2. Information on lead generation firm authorisations - May 2022

    FOI Release Date of Release: 06/05/2022
    The FCA provides data on lead generation firm authorisations.

  3. FCA publishes findings from the Ageing Population Project

    Press Releases Published: 21/09/2017 Last modified: 21/09/2017
    The Financial Conduct Authority (FCA) has today published an Occasional Paper outlining the findings from a project that explored how the ageing population would impact the Financial Services industry.

  4. Consumer Investments data review April 2022 – March 2023

    Data Published: 08/12/2023 Last modified: 08/12/2023
    A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2022 and 31 March 2023.

  5. Consumer Duty implementation plans

    Focus areas Multi-firm reviews Published: 25/01/2023 Last modified: 25/01/2023
    The Consumer Duty will set higher and clearer standards of consumer protection across financial services and require firms to act to deliver good outcomes for customers. The FCA sets out here the findings from their review of firms’ plans to embed

  6. FSCS supplementary levies for 2018/19

    Tasks for regulated firms Published: 05/02/2019 Last modified: 13/02/2023
    Find out more about the FSCS’s supplementary levy and why the retail pool is triggered

  7. FSA - Banks' defences against investment fraud [pdf]

    Archive Published: 27/06/2012 Last modified: 03/08/2016
    Firms authorised by us have a regulatory duty to counter the risk they might be used to further financial crime. This report considers banks’ efforts to counter fraud where a) their customer is the fraudster or b) their customer is the victim.

  8. Infographic 1: Consumer Investment Strategy - Creating the right environment for consumers to invest [pdf]

    Documents Published: 15/09/2021
    This infographic looks at cash deposits, mainstream investments, higher risk investments and scams and fraud.

  9. 5 million pension savers could put their retirement savings at risk to scammers

    Press Releases Published: 07/08/2019 Last modified: 07/08/2019
    The FCA and The Pensions Regulator are warning the public about fraudsters targeting people’s retirement savings. This warning comes as new research suggests that 42% of pension savers, which would equate over 5 million people across the UK, could

  10. TR15/8: Quality of debt management advice

    Thematic reviews Published: 25/06/2015 Last modified: 16/08/2021
    This paper reports on the findings of the FCA's thematic review of the quality of debt management advice.
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