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Showing 1311 to 1320 of 2441 search results for risk identification.

  1. FCA introduces tough new rules for marketing cryptoassets

    Press Releases Published: 08/06/2023 Last modified: 08/06/2023
    All crypto firms marketing to UK consumers will need to meet new, tougher advertising standards.

  2. FCA provides clarity on current cryptoassets regulation

    Press Releases Published: 31/07/2019 Last modified: 31/07/2019
    The FCA is today publishing Final Guidance which sets out the cryptoasset activities it regulates. This is in response to the FCA’s consultation published earlier this year.

  3. Reducing and preventing financial crime

    Corporate documents Published: 08/02/2024 Last modified: 08/02/2024
    We are providing an update on our progress and looking ahead to identify 4 areas of focus in the coming year.

  4. Report: Using Synthetic Data in Financial Services

    Corporate documents Published: 08/03/2024 Last modified: 11/03/2024
    The report provides an overview of the opportunities and risks with synthetic data, to contribute to beneficial and responsible innovation in financial services.

  5. Portfolio Strategy Letter to firms providing high cost lending products [pdf]

    Correspondence Published: 06/03/2019
    This letter sets out the FCA’s view of the key risks that High Cost Lenders pose to their consumers or the markets they operate in. Firms should consider the degree to which they present such risks and their strategies for mitigating them.

  6. Commodity derivatives: position limits, reporting regime and commitment of trader reports

    Firms Markets Markets policy Published: 22/05/2016 Last modified: 11/09/2023
    This regime for commodity derivatives aims to prevent market abuse. Read more about position limits, when to notify the FCA and submitting reports.

  7. Liquidity Management multi-firm review

    Multi-firm reviews Published: 06/07/2023 Last modified: 06/07/2023
    Informing the asset management industry of the conclusions and recommendations from our multi-firm review on fund liquidity management.

  8. Investor protection in the UK: New tools, new challenges

    Speeches Published: 19/09/2014 Last modified: 19/09/2014
    Speech by Maggie Craig, Acting Head of Savings and Investments, at the FCA MiFID II Conference 2014. This is the text of the speech as drafted, which may differ from the delivered version.

  9. The public offer platform - Engagement Paper 5

    Calls for input Published: 13/07/2023 Last modified: 12/12/2023
    We are asking for views on our initial thinking about rules for the new regulated activity of operating a public offer platform under the new public offers and admission to trading regime.

  10. Axiafunder-Invest (Clone of FCA Authorised Firm)

    Warnings Published: 16/11/2022 Last modified: 18/11/2022
    Axiafunder-Invest (Clone of FCA Authorised Firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to
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