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Showing 1321 to 1330 of 2441 search results for risk identification.
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FCA’s national and international response to coronavirus (Covid-19) and Brexit
Speech delivered by Nausicaa Delfas, Executive Director of International, at Deloitte Annual Conduct Risk Conference (webinar). -
Acting flexibly and treating customers fairly in the face of a pandemic
Speech on the FCA’s priorities for the credit market, by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations. -
Overdraft repeat use: good practice and areas of concern
We asked all firms that provide overdrafts to personal account customers to share with us their overdraft repeat use strategies. We reviewed these strategies and set out our findings. -
Speech: The economic challenge of regulating the mortgage market
What does this mean? Ensuring well-working markets could mean…. First, from the perspective of regulatory risk, to try to ensure that things that adversely affect our statutory objectives - consumer protection, ... This can justify consumer protection -
Getting firms to change or delete unfair contract terms
FCA powers for requesting firms amend or remove an unfair contract term. -
FCA fines Threadneedle Asset Management Limited £6m
The FSA was concerned about, among other things, the number of errors occurring in that area as well as the risks of fund managers initiating, booking and executing their own trades. -
TR19/2: General insurance distribution chain
The FCA sets out the key findings from our thematic work on the general insurance distribution chain, its expectations of firms and next steps. -
Woodford Equity Income Fund investors to have their say
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FCA publishes feedback to Call for Input on open finance
We have published a Feedback Statement to our Call for Input on open finance. -
Coronavirus (Covid-19) Financial Resilience Survey
We are asking around 13,000 firms to complete a short survey to help us obtain a more accurate view of firms’ financial resilience as a result of coronavirus (Covid-19).