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Showing 1341 to 1350 of 2441 search results for risk identification.

  1. FCA urges Claims Management Companies and High Cost Lenders to work better together

    News stories Published: 31/03/2021 Last modified: 31/03/2021
    We remind HCLs and CMCs that we expect them to work together to resolve disputes and disagreements in the interest of their customers.

  2. Preparing for Brexit in financial services: the state of play

    Speeches Published: 16/09/2019 Last modified: 16/09/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at Bloomberg - London

  3. PS19/1: Retirement Outcomes Review: feedback on CP18/17 and our final rules and guidance

    Policy statements Published: 28/06/2018 Last modified: 20/03/2019
    This Policy Statement outlines the new rules and guidance on our first package of remedies from the Retirement Outcomes Review (ROR) following our Consultation Paper CP18/17 (summary).

  4. Our work on motor finance - final findings [pdf]

    Multi-firm reviews Published: 04/03/2019
    We have been looking at the motor finance market to ensure that it works well and to assess whether consumers are at risk of harm. This is the final report on our work.

  5. Investment Firms Prudential Regime final rules published

    News stories Published: 22/10/2021 Last modified: 22/10/2021
    We have made final rules to streamline and simplify prudential requirements for solo-regulated UK firms authorised under MiFID.

  6. Climate Financial Risk Forum 2021: Risk Management Use Cases [pdf]

    Corporate documents Published: 21/10/2021
    The document covers how to further develop risk appetite into the firm’s risk management processes, with guidance provided by industry. This document builds on the principles outlined in the CFRF RAS document, outlining how to develop and embed in

  7. FCA issues its first decision under competition law

    Press Releases Published: 21/02/2019 Last modified: 21/02/2019
    The Financial Conduct Authority (FCA) has today issued a decision which finds that 3 asset management firms breached competition law. This is the FCA’s first formal decision under its competition enforcement powers.

  8. Update on the FCA’s work on retirement income

    News stories Published: 06/06/2014 Last modified: 09/06/2014
    It is important that FCA is forward-looking in identifying any vulnerabilities or risks to consumers and acts promptly to mitigate these.

  9. Eight firms enter liquidation following FCA action

    News stories Published: 11/11/2022 Last modified: 11/11/2022
    On 18 October 2022, following a number of petitions by the FCA, the Court ordered that 8 authorised financial services firms be wound up. 

  10. FCA urges public to report and speak out against fraudulent investment schemes

    Press Releases Published: 25/10/2017 Last modified: 25/10/2017
    More than a fifth (22%) of those contacted by a suspected fraudulent investment firm stay silent   Brits are more likely to report fly-tipping (81%) than investment scams (63%) Londoners report the most investment scams to the FCA followed by
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