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Showing 1351 to 1360 of 2441 search results for risk identification.

  1. Our Rule Review Framework

    Corporate documents Published: 12/07/2023 Last modified: 10/01/2024
    The FCA have developed a draft Rule Review Framework to explain how it plans to monitor and review how its rules are working in practice.

  2. Brexit and financial services: where have we got to?

    Speeches Published: 25/10/2018 Last modified: 26/10/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the City Banquet, Mansion House, London.

  3. Update on the FCA’s review of treatment of Politically Exposed Persons

    Statements Published: 19/06/2024 Last modified: 19/06/2024
    The findings from this review were due to be published in line with the end of June deadline.

  4. Apply to become a credit reference agency or credit information services provider

    Firm authorisation Published: 27/04/2020 Last modified: 13/12/2023
    Find out how to apply to the FCA for authorisation if you want to provide credit references or credit information services.

  5. Research Note: Mortgage borrowers and macroeconomic developments 2023 [pdf]

    Research notes Published: 10/03/2023
    This work used our mortgage PSD data to understand households that would be at risk of a payment shortfall within the two years from Q2 2022.

  6. Interpreting the data

    Data Published: 15/08/2019 Last modified: 23/09/2020
    Find out how the data the FCA requires from providers of personal and business current accounts is measured.

  7. HomeServe fined £30 million for widespread failings

    Press Releases Published: 13/02/2014 Last modified: 13/02/2014
    management were reluctant to address risks to customers if there was a cost implication involved. ... address issues that created a risk that customers may not be treated fairly;.

  8. FCA fines and prohibits trader for market abuse

    Press Releases Published: 04/03/2021 Last modified: 04/03/2021
    The FCA has fined Mr Adrian Geoffrey Horn for market abuse and prohibited him from performing any functions in relation to regulated activity.

  9. Financial watchdog fines Equifax Ltd £11 million for role in one of the largest cyber security breaches in history

    Press Releases Published: 13/10/2023 Last modified: 17/10/2023
    FCA fines Equifax £11,164,400 for failing to manage and monitor the security of UK consumer data it had outsourced to its parent company based in the US.

  10. CP14/14: Strengthening the Alignment of Risk and Reward: New Remuneration Rules

    Consultation papers Published: 30/07/2014 Last modified: 14/09/2015
    CP14/14: Strengthening the Alignment of Risk and Reward: New Remuneration Rules.
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