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Showing 1361 to 1370 of 2441 search results for risk identification.

  1. The role of investment managers in the post Covid-19 recovery

    Speeches Published: 08/07/2020 Last modified: 08/07/2020
    Speech by Christopher Woolard, Interim Chief Executive at the FCA, delivered at a webinar hosted by The Investment Association..

  2. PS18/4: Credit card market study: persistent debt and earlier intervention - feedback to CP17/43 and final rules

    Policy statements Published: 27/02/2018 Last modified: 28/02/2018
    This policy statement sets out our final rules and guidance to help customers in persistent credit card debt and to require firms to intervene earlier to identify customers at risk of ... the data available to them to identify customers at risk of

  3. CP22/26: Quarterly Consultation Paper No. 38

    Consultation papers Published: 02/12/2022 Last modified: 13/01/2023
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

  4. FCA secures £1.6m for investors from alleged unlawful investment schemes

    Investments Press Releases Published: 04/04/2024 Last modified: 05/04/2024
    The FCA has secured court approval to obtain £1.6m from Argento Wealth Ltd and its sole director, who promoted 2 alleged unlawful investment schemes.

  5. British Steel Pension Scheme redress calculations

    Consumers Published: 28/02/2023 Last modified: 02/02/2024
    Find out how the redress calculations will be made, and what to do if you think any of the information used is wrong. 

  6. Ensuring the fair treatment of customers in vulnerable circumstances

    Firms Published: 16/06/2022 Last modified: 16/06/2022
    The positive steps firms have taken to embed FCA guidance and the areas where we expect to see improvement.

  7. Minutes: Coordination Committee on emerging conduct risks - 23 June 2014 [pdf]

    Meeting minutes Published: 17/10/2014 Last modified: 17/10/2014

  8. Nausicaa Delfas appointed Executive Director of International

    Press Releases Published: 01/02/2018 Last modified: 01/02/2018
    The Financial Conduct Authority has today announced the appointment of Nausicaa Delfas as the Executive Director of International.

  9. Complaints data sortable table: 2016 H2

    Data and research Published: 26/04/2016 Last modified: 26/04/2017
    Complaints data sortable table: 2016 H2

  10. Minutes: Coordination Committee on emerging conduct risks - 17 March 2014 [pdf]

    Meeting minutes Published: 15/07/2014 Last modified: 15/07/2014
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