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  1. Minutes: Coordination Committee on emerging conduct risks - 18 March 2013 [pdf]

    Meeting minutes Published: 28/01/2014 Last modified: 28/01/2014

  2. Our ‘Wholesale Debt Approach’

    Markets Published: 05/05/2016 Last modified: 16/12/2022
    The wholesale debt approach (WDA) is a risk-focused method designed to review wholesale debt documents. See how we apply the WDA and any exemptions.

  3. Rowanmoor Personal Pensions enters administration

    News stories Published: 31/08/2022 Last modified: 06/03/2023
    Rowanmoor Personal Pensions Limited is a Self-Invested Personal Pension operator authorised and regulated by the FCA.

  4. FCA statement on Consultation Paper 12/20: Review of the client money rules for insurance intermediaries

    Statements Published: 16/08/2016 Last modified: 01/02/2017
    The Financial Conduct Authority (FCA) has today written to firms providing an update on Consultation Paper 12/20: Review of the client money rules for insurance intermediaries, where it had proposed some changes to the rules and guidance in Chapter

  5. From regulator to firm to consumer: a virtuous chain of events

    Speeches Published: 18/03/2021 Last modified: 18/03/2021
    Speech by Georgina Philippou, Senior Adviser to the FCA on the Public Sector Equality Duty, delivered at the Building Ethnic Diversity and Inclusion in Investment Management - Report Launch.

  6. 2019 Global AML and Financial Crime TechSprint

    Events Published: 10/02/2023 Last modified: 10/02/2023
    In July 2019, the FCA held a week-long Global Anti-Money Laundering and Financial Crime TechSprint to attempt to find better ways of increasing the detection and prevention rates of financial crime.

  7. Information on crypto investment scams - February 2022

    FOI Release Date of Release: 28/02/2022
    The FCA answers multiple questions on crypto investment scams.

  8. Dear CEO letter: Firms’ preparations for transition from LIBOR to risk-free rates - banks [pdf]

    Correspondence Published: 19/09/2018
    The Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) are writing to the CEOs of large banks and insurance companies regarding the ongoing global benchmark reform effort mandated by the Financial Stability Board (FSB),

  9. CP23/27: Reforming the commodity derivatives regulatory framework

    Consultation papers Published: 04/12/2023 Last modified: 30/05/2024
    This consultation sets out our proposals concerning position limits, the exemptions from those limits, position management controls, the reporting regime and the ancillary activities test.

  10. New screening checks required to approve financial adverts

    Press Releases Published: 12/09/2023 Last modified: 12/09/2023
    Our new rules will improve the quality of financial marketing to help consumers make good financial decisions
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