Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 1381 to 1390 of 2441 search results for risk identification.

  1. Catching a falling knife: an analysis of circuit breakers in UK equity markets

    Research insights Published: 03/08/2017 Last modified: 03/08/2017
    Circuit breakers play an important role in UK equity markets. During abnormally volatile conditions, they can halt trading in a way that gives the market a cool-down period and pools available liquidity in an auction.

  2. FG18/2: Staff incentives, remuneration and performance management in consumer credit firms

    Finalised guidance Published: 27/03/2018 Last modified: 11/09/2023
    The FCA sets final guidance on how consumer credit firms should manage risks related to how they pay and manage the performance of their staff.

  3. DP22/1: Resilience of Money Market Funds

    Discussion papers Published: 23/05/2022 Last modified: 31/08/2022
    We’re asking for your views on how to strengthen the resilience of Money Market Funds.

  4. The expanding scope of individual accountability for corporate misconduct

    Speeches Published: 03/04/2017 Last modified: 05/04/2017
    Speech by Mark Steward, Director of Enforcement and Market Oversight at the FCA, delivered at the New York University Program on Corporate Compliance and Enforcement

  5. UK’s cash infrastructure and consumer research

    External research Published: 23/07/2021 Last modified: 23/07/2021
    The FCA provides a broad overview of the access to cash evidence base, including the impact of coronavirus (Covid-19), which will inform the FCA's ongoing work on access to cash. 

  6. Relending by high-cost lenders

    Firms Multi-firm reviews Published: 06/08/2020 Last modified: 07/08/2020
    This report sets out our review findings of relending by firms in the high-cost lenders portfolio.

  7. Sentor Solutions Commercial Ltd consumer warning

    News stories Published: 24/09/2021 Last modified: 24/09/2021
    We have taken action against Sentor Solutions Commercial Ltd to prevent it carrying out any regulated activities without our prior written consent

  8. PS14/18: Credit broking and fees

    Policy statements Published: 01/12/2014 Last modified: 02/01/2015
    We are introducing rules to address those credit broking activities we feel are putting consumers at risk.

  9. OPBAS publishes report on progress and themes from 2020/21

    Press Releases Published: 20/09/2021 Last modified: 20/09/2021
    The Office for Professional Body Anti-Money Laundering Supervision (OPBAS) releases its 2020/21 report on progress made in tackling money laundering by professional body supervisors.

  10. FCA takes action against debt packager firms

    Press Releases Published: 20/07/2021 Last modified: 20/07/2021
    5 firms have stopped providing regulated debt advice until further notice and the FCA has used formal powers to stop another firm from providing regulated advice
Related topics