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Showing 1411 to 1420 of 2441 search results for risk identification.

  1. Regulatory hosting services

    Firm authorisation Published: 11/07/2023 Last modified: 09/05/2024
    Read information for principal firms operating as regulatory hosts.

  2. Increasing confidence: what power posing can tell us about research for regulation

    Insight Published: 23/11/2016 Last modified: 17/02/2017
    found that participants who adopted a high power pose, such as leaning forward across a table, showed increased testosterone, feelings of power and tolerance for risk and decreased cortisol compared with ... feelings of power.Contrary to Carney, Cuddy

  3. Information for firms during the Brexit implementation period

    Press Releases Published: 30/01/2020 Last modified: 06/10/2020
    On 31 January 2020 at 11pm the UK will leave the European Union (EU) and enter an implementation period, which is due to last until 31 December 2020.

  4. AI and financial crime: silver bullet or red herring?

    Speeches Published: 20/11/2018 Last modified: 20/11/2018
    Speech by Rob Gruppetta, Head of the Financial Crime Department, delivered at Chatham House. 

  5. FCA confirms price cap rules for payday lenders

    Press Releases Published: 11/11/2014 Last modified: 17/11/2014
    If the price cap was any lower, then we risk not having a viable market, any higher and there would not be adequate protection for borrowers.

  6. A forward look at regulation of the UK’s wholesale financial markets

    Speeches Published: 16/03/2021 Last modified: 16/03/2021
    Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at the ISLA's Post Trade Conference on 16 March.

  7. Asset managers told to review liquidity management in funds

    Press Releases Published: 06/07/2023 Last modified: 06/07/2023
    We have reviewed liquidity management in asset managers and found that firms need to increase their focus on liquidity risk.

  8. PS15/16: Strengthening the Alignment of Risk and Reward: New Remuneration Rules

    Policy statements Published: 23/06/2015 Last modified: 23/06/2015
    The FCA and PRA have released new rules for remuneration of banking staff, following recommendations made by the Parliamentary Commission on Banking Standards (‘PCBS’). The rules seek to strengthen the alignment between risk and reward by

  9. Speech: Darwin and an evolution in price discrimination

    Insight Published: 17/03/2016 Last modified: 17/02/2017
    For example, in insurance it already raises interesting issues about risk pooling and pricing. ... Equally, the competitive price to insure high-risk, vulnerable consumers may be very high.

  10. 2017 letter to RemCo Chairs on the application of ex-post risk adjustment [pdf]

    Correspondence Published: 24/11/2017
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