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Showing 1421 to 1430 of 2441 search results for risk identification.

  1. 2015 letter to RemCo Chairs on the application of ex-post risk adjustment [pdf]

    Correspondence Published: 28/11/2016

  2. 2016 letter to RemCo Chairs on the application of ex-post risk adjustment [pdf]

    Correspondence Published: 28/11/2016

  3. Changes to the Regulated Activities Order

    Firms Published: 27/02/2017 Last modified: 13/03/2024
    The Treasury’s investment advice requirements give firms more scope to provide information to customers on financial products and services. Read our summary of the requirements.

  4. FCA authorises first Long Term Asset Fund

    Press Releases Published: 09/03/2023 Last modified: 09/03/2023
    The Financial Conduct Authority (FCA) has authorised the first Long Term Asset Fund (LTAF).

  5. FCA to review competition concerns in wholesale data markets

    Press Releases Published: 11/01/2022 Last modified: 11/01/2022
    The FCA will launch 2 market studies and gather further information to investigate access to wholesale data.

  6. Competition and conduct regulation in financial services

    Speeches Published: 09/09/2013 Last modified: 10/09/2013
    Speech by Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the Regulatory Policy Institute's Annual Competition and Regulation Conference. This is the text of the speech as drafted, which may differ from the delivered version.

  7. Further consultation and announcements on the wind-down of LIBOR

    News stories Published: 23/11/2022 Last modified: 23/11/2022
    We are proposing to require LIBOR’s administrator, IBA, to continue to publish the 1-, 3- and 6-month US dollar LIBOR settings under an unrepresentative ‘synthetic’ methodology until end-September 2024. After this, publication would cease

  8. FCA proposes changes to pension rules to enhance consumer protection

    Press Releases Published: 01/10/2015 Last modified: 01/10/2015
    The Financial Conduct Authority (FCA) has today outlined proposed changes to its pension rules to address the risks and challenges faced by consumers in the new retirement market. ... Restrictions on the promotion and distribution of high risk

  9. Research Note: Machine learning in UK financial services 2022

    Research notes Published: 11/10/2022 Last modified: 15/11/2022
    This joint Bank-FCA report presents findings and analysis of the 2022 Machine learning (ML) in UK financial services survey.

  10. FCA wins case against Avacade in the Court of Appeal

    Press Releases Published: 04/08/2021 Last modified: 21/10/2021
    The Court of Appeal has upheld findings of breaches against Alexandra Associates (UK) Limited trading as Avacade Future Solutions (AA), and Craig and Lee Lummis in a case brought by the Financial Conduct Authority (FCA).
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