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Showing 1451 to 1460 of 2441 search results for risk identification.

  1. FSA fines Norwich Union Life £1.26m for exposing its customers to the risk of fraud

    Press Releases Published: 17/12/2007 Last modified: 08/11/2016
    The Financial Services Authority (FSA) has fined Norwich Union Life £1.26 million for not having effective systems and controls in place to protect customers' confidential information and manage its financial crime risks. These failings resulted in

  2. The use of the interbank rate in online currency converter tools

    Statements Published: 19/07/2017 Last modified: 19/07/2017
    Since our investigations commenced, a number of firms have taken steps to ensure they do not risk misleading customers as to the conversion rate they will achieve if they use the

  3. What can the consumer credit sector expect from the FCA?

    Speeches Published: 21/03/2019 Last modified: 21/03/2019
    Speech by Jonathan Davidson, Executive Director of Supervision – Retail and Authorisations, at the Credit Summit, London.

  4. Building a financial regulatory system suitable for the UK in the new era

    Speeches Published: 01/07/2020 Last modified: 01/07/2020
    Speech delivered by Nausicaa Delfas, Executive Director of International, at the City & Financial Professional Virtual Roundtables.

  5. FCA bans former RBS LIBOR submitter, Paul White

    Press Releases Published: 12/04/2016 Last modified: 12/04/2016
    By allowing his submissions to be set, in effect, by those with collateral financial interests in the outcome, Mr White recklessly disregarded the risk – the obvious risk - that his LIBOR submission

  6. PS17/16: Regulatory reporting - retirement income data

    Policy statements Published: 21/07/2017 Last modified: 21/07/2017
    This Policy Statement sets out our final rules which require providers of pensions, annuities and income drawdown to report two new data items to us.

  7. Call for Input: Regulatory Barriers to Social Investments

    News stories Published: 14/12/2015 Last modified: 14/12/2015
    Consider the appropriate protection for retail investors as it is important they appreciate the risks associated with these types of investments as they are likely to be less familiar with these ... We are interested in views about the potential risks to

  8. FCA research reveals 1.1million spike in cryptoasset buyers

    Press Releases Published: 30/06/2020 Last modified: 01/07/2020
    Component type: Content summary Copy

  9. Dear CEO letter: Cryptoassets and financial crime [pdf]

    Correspondence Published: 11/06/2018
    The FCA writes to firms regarding good practice for how they should handle the financial crime risks posed by cryptoassets.

  10. General FAQs for policyholders with business interruption insurance

    Firms Published: 29/01/2021 Last modified: 03/11/2022
    Guidance on how to make a claim and more information on clauses.
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