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Showing 1461 to 1470 of 2441 search results for risk identification.

  1. FCA proposes stricter rules for contract for difference products

    Press Releases Published: 06/12/2016 Last modified: 06/12/2016
    The Financial Conduct Authority (FCA) is today proposing stricter rules for firms selling ‘contract for difference’ (CFD) products to retail customers to improve standards across the sector and ensure consumers are appropriately protected.

  2. TR15/13: Flows of confidential and inside information

    Thematic reviews Published: 10/12/2015 Last modified: 10/12/2015
    TR15/13: Flows of confidential and inside information [PDF]. Our findings. Our review findings suggest that, although firms recognise the risks associated with flows of confidential and inside information, further work ... Next steps. We expect all firms

  3. Rolling the rock: The cycle of deregulation, crisis and regulation

    Speeches Published: 02/10/2018 Last modified: 03/10/2018
    Speech by Charles Randell, Chair, Financial Conduct Authority, delivered at the Association for Financial Markets in Europe (AFME) Annual Conference on 2 October 2018.

  4. FCA proposals to tackle issues in GAP insurance market

    Press Releases Published: 12/12/2014 Last modified: 12/12/2014
    Christopher Woolard, director of policy, risk and research at the FCA, said:.

  5. General insurance pricing attestation multi-firm review

    Multi-firm reviews Published: 02/12/2022 Last modified: 02/12/2022
    Assessing how firms satisfied themselves that they do not systematically discriminate against motor and home insurance customers based on the number of years they have held their policy, including any renewal (tenure).

  6. FCA warns of increased risk of online investment fraud, as investors lose £87k a day to binary options scams

    Press Releases Published: 29/01/2018 Last modified: 12/04/2024
    The FCA has urged the public to be vigilant to the threat of online investment fraud.

  7. Sheree Howard, Executive Director Risk & Compliance Oversight, diary engagements, October – December 2021 [pdf]

    FOI releases Published: 28/01/2022
    Sheree Howard, Executive Director Risk & Compliance Oversight, diary engagements, October – December 2021

  8. FCA bans former CIB Partners Limited CEO Arnold Eber

    Press Releases Published: 27/02/2014 Last modified: 27/02/2014
    In September 2007, Mr Eber became aware that without continuous cash injections, there was a high risk that the SLS portfolio would suffer from severe liquidity issues within a year.

  9. FCA updates retirement income market study terms of reference

    Press Releases Published: 09/06/2014 Last modified: 09/06/2014
    This will allow us to understand developments in the new landscape and identify any competition risks and potential consumer detriment.

  10. FCA fines RBS and NatWest for failures in mortgage advice process

    Press Releases Published: 27/08/2014 Last modified: 12/09/2014
    This resulted in customers being placed at risk for an even longer period.
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