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Showing 1531 to 1540 of 2441 search results for risk identification.

  1. Anti-money laundering annual report 2013/14 [pdf]

    Annual reports Published: 10/07/2014 Last modified: 12/09/2014
    This report, which is the FCA’s second Anti-Money Laundering Annual Report, sets out: changes in our responsibilities since 2012/13 policy developments in the last year findings and outcomes from our recent specialist supervisory work our new

  2. Guidance for firms on the fair treatment of vulnerable customers

    Finalised guidance Published: 23/02/2021 Last modified: 19/07/2021
    Our Guidance highlights the actions firms should be taking to treat vulnerable customers fairly.

  3. CP23/28: Updating the regime for Money Market Funds

    Consultation papers Published: 06/12/2023 Last modified: 13/03/2024
    This consultation sets out our proposals to enhance the resilience of Money Market Funds (MMFs) based in the UK. It has been developed in close consultation with the Treasury and the Bank of England.

  4. FCA confirms the next stage of support for mortgage borrowers

    Press Releases Published: 14/09/2020 Last modified: 14/09/2020
    The Financial Conduct Authority (FCA) has confirmed the support mortgage borrowers will receive if they continue to face payment difficulties due to coronavirus.

  5. General insurance value measures data 2022

    Data Published: 20/09/2023 Last modified: 20/09/2023
    The FCA has published value measures data for a wide range of General Insurance (GI) Products for January to December 2022.

  6. DP18/2: Transforming culture in financial services

    Discussion papers Published: 12/03/2018 Last modified: 12/03/2018
    The paper is a collection of 28 essays from thought leading academics, industry leaders, international regulators and change practitioners. It is intended to provide a basis for stimulating further debate on transforming culture in the sector.

  7. Kenneth Carver fined £35,212 for insider dealing

    Press Releases Published: 30/03/2015 Last modified: 30/11/2016
    Carver knew that there was a risk of market abuse and traded anyway.

  8. List of independent software vendors

    Published: 12/05/2016 Last modified: 21/05/2024
    This is a list of companies who can provide software so that your firm can submit FCA returns electronically.

  9. Cryptoasset Taskforce publishes report on UK approach to cryptoassets

    News stories Published: 29/10/2018 Last modified: 07/12/2018
    The Financial Conduct Authority (FCA) has today, as part of a Treasury (HMT) led Cryptoasset Taskforce published a report on the UK’s policy and regulatory approach to cryptoassets.

  10. Statement on how firms should handle post and paper documents

    Statements Published: 13/05/2020 Last modified: 13/05/2020
    We recognise that during the coronavirus (covid-19) pandemic there will be some important functions, such as processing post, that will be more difficult for firms to do in a timely way.  
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