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Showing 1551 to 1560 of 2441 search results for risk identification.

  1. PS20/9: General Insurance Value Measures

    Policy statements Published: 30/01/2019 Last modified: 22/09/2020
    This policy statement sets out our final General Insurance value measures rules. This follows CP19/8 and our pilot of the publication of value measures data.

  2. Automated investment services - our expectations

    Multi-firm reviews Published: 21/05/2018 Last modified: 07/05/2024
    The FCA carried out two reviews, the first looking at firms offering automated online discretionary investment management and the second looked at firms providing retail investment advice exclusively through automated channels. The FCA reports back

  3. GFIN Greenwashing TechSprint

    Tasks for firms Focus areas Published: 10/04/2023 Last modified: 29/09/2023
    Find out more about the first Global Financial Innovation Network (GFIN) Greenwashing TechSprint Showcase day, hosted by us on the 20 September 2023.

  4. Consumer Investments Strategy - 2 Year Update

    Corporate documents Published: 08/12/2023 Last modified: 13/05/2024
    The FCA provides a 2 year update on its progress against the workstreams and outcomes it committed to in its Consumer Investments Strategy in September 2021.

  5. Research Note: Digital engagement practices: a trading apps experiment [pdf]

    Research notes Published: 20/06/2024
    In an online experiment with over 9,000 consumers, we found that digital engagement practices used by trading apps, such as push notifications and prize draws, can increase trading frequency and risk taking.

  6. Pilot general Insurance value measures data – year ending 31 August 2018

    Data Published: 30/01/2019 Last modified: 31/10/2022
    The FCA has published general insurance (GI) value measures data for 30 insurers (including both UK and EEA firms) for the year ending 31 August 2018.  

  7. FCA proposes new measures to maintain firms’ focus on culture

    Press Releases Published: 28/09/2016 Last modified: 28/09/2016
    The Financial Conduct Authority (FCA) will mark six months since the implementation of the Senior Managers’ and Certification Regime by providing feedback on implementation so far and proposing measures to further strengthen the regime. The

  8. Information on crypto assets exchange providers - December 2022

    FOI Release Date of Release: 08/12/2022
    The FCA provides information on crypto assets exchange providers.

  9. FCA appoints members for new Secondary Markets Advisory Committee

    News stories Published: 09/06/2022 Last modified: 09/06/2022
    We have appointed the members of our new advisory committee on secondary markets for a period of two years until 1 June 2024.

  10. New analysis offers mixed picture on high frequency trading in the UK

    Insight Published: 11/04/2016 Last modified: 17/02/2017
    Making risk-free profit in the process. This is clearly something of a contrast to the very public concerns that have been aired about firms in the US. ... This, it is alleged, allows them to make risk-free profit at the expense of other investors.
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