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Showing 1601 to 1610 of 2441 search results for risk identification.
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TR13/3 - Banks’ control of financial crime risks in trade finance
We undertake thematic projects to assess current and future risks in relation to a particular issue or product. This may be across a number of firms, within a specific part of the sector, or at market level. -
Personal investment firms that give bad advice to hold capital for redress
Our proposals to require personal investment firms to set aside capital so that they can cover compensation costs. -
We invite Politically Exposed Persons to share their experiences
We have written to MPs, peers and other interested parties -
Penny James appointed Chair of the FCA’s Practitioner Panel
The Financial Conduct Authority (FCA) has appointed Direct Line Group CEO, Penny James, as Chair of its Practitioner Panel. -
Ten years after Lehman: how accountants can make finance safer
Speech by Charles Randell, Chair of the Financial Conduct Authority and Payment Systems Regulator on how accountants can make finance safer. -
FCA response to the independent panels’ annual reports
In line with its statutory requirement, the FCA responds to key representations made by the Panels in their respective Annual Reports. -
Investor relations in an increasingly regulated and international world
Speech by David Lawton, Director of Markets, the FCA, to the Investor Relations Society Annual Conference, on 18 June 2013. -
Our workforce representation
FCA employees can share their diversity data, to help us better understand the demographic make-up of our workforce and build a culture that supports everyone. -
Class, cliques and social codes: doing more on diversity
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the Cambridge Centre for Alternative Finance annual conference, Judge Business School. -
Reporting requirements for CMCs
Learn more about the annual reporting requirements for claims management companies (CMCs).