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Showing 1611 to 1620 of 2441 search results for risk identification.

  1. FCA widens retail and pensions access to Long Term Asset Funds

    News stories Published: 29/06/2023 Last modified: 29/06/2023
    The FCA has set out new rules to give retail investors and more defined contribution pension schemes access to Long Term Asset Funds (LTAF).

  2. GC13/2 Dealing fairly with interest-only mortgage customers who risk being unable to repay their loan

    Guidance consultations Published: 02/05/2013 Last modified: 03/10/2016
    GC13/2 Dealing fairly with interest-only mortgage customers who risk being unable to repay their loan. ... The full guidance: GC13/2 Dealing fairly with interest-only mortgage customers who risk being unable to repay their loan.

  3. FCA reveals findings from its first Financial Lives Survey

    Press Releases Published: 18/10/2017 Last modified: 18/10/2017
    The Financial Conduct Authority (FCA) has today published the results of its Financial Lives Survey 2017.

  4. Algorithmic Trading Compliance in Wholesale Markets

    Multi-firm reviews Published: 12/02/2018 Last modified: 12/02/2018
    We have conducted a number of cross-firm reviews on themes relating to algorithmic trading. This report summarises our key areas of focus and highlights examples of good and poor practice.

  5. Information on the Senior Managers Certification Regime fines - April 2022

    FOI Release Date of Release: 22/04/2022
    The FCA provides information on how many fines were issued to Senior managers.

  6. FCA publishes final rules on Buy Now Pay Later products

    Press Releases Published: 12/06/2019 Last modified: 12/06/2019
    The Financial Conduct Authority (FCA) today confirmed it will introduce new rules in the Buy Now Pay Later (BNPL) market, saving consumers around £40-60 million a year. The changes, which include banning firms from charging backdated interest on

  7. Consumer attitudes and awareness of cryptoassets: research summary

    External research Published: 07/03/2019 Last modified: 07/03/2019
    We have carried out research with consumers to better understand the potential harms of cryptoassets.

  8. FCA secures contract changes for buy-now-pay-later customers

    Press Releases Published: 14/02/2022 Last modified: 14/02/2022
    The Financial Conduct Authority (FCA) secures changes to potentially unfair and unclear terms in the contracts of Clearpay, Klarna, Laybuy and Openpay.

  9. An update on our approach to authorisation and our Brexit preparations

    Speeches Published: 30/10/2018 Last modified: 30/10/2018
    Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Autumn Conference.

  10. FCA keeps trading apps under review over gaming concerns

    Press Releases Published: 20/06/2024 Last modified: 20/06/2024
    In an online experiment with over 9,000 consumers, the FCA found that digital engagement practices (DEPs) used by trading apps, such as push notifications and prize draws, can increase trading frequency and risk taking.
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