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Showing 1681 to 1690 of 2441 search results for risk identification.

  1. The Joint Regulatory Oversight Committee welcomes OBL’s submission of two data collection frameworks

    News stories Published: 18/10/2023 Last modified: 18/10/2023
    Open Banking Limited (OBL) has published two data collection frameworks. One for levelling up API availability and performance in open banking and the second for mitigating risk of financial crime.

  2. FCA publishes Decision Notice against Corrado Abbattista for market manipulation

    Press Releases Published: 16/09/2020 Last modified: 16/09/2020
    The FCA has published a Decision Notice in respect of Corrado Abbattista, an experienced trader and a portfolio manager, partner and Chief Investment Officer at Fenician Capital Management LLP

  3. Financial Conduct Authority to tackle competition problems with the trade data market

    Press Releases Published: 02/03/2023 Last modified: 03/03/2023
    A new FCA report has found that competition in some parts of the wholesale data market is not working as well as it should.

  4. Debt Purchasers, Debt Collectors and Debt Administrators Portfolio Letter [pdf]

    Correspondence Published: 18/01/2021
    This portfolio letter sets out our view of key risks, expectations and supervisory strategy and programme of work on debt purchase, debt collection and debt administration.

  5. Gaming trading: how trading apps could be engaging consumers for the worse

    Research articles Published: 21/11/2022 Last modified: 01/02/2023
    You may be familiar with the jumping green owl celebrating your completion of a Duolingo language lesson. Or perhaps you compete against your friends on Strava to run the most miles in a month. These are all examples of gamification – the use of

  6. Improving picture for personal finances, but many still struggling

    Press Releases Published: 10/04/2024 Last modified: 10/04/2024
    New research from the FCA has found that while many are struggling to meet financial commitments, the picture has improved over the last year.

  7. FCA announces extension to its use of the temporary transitional power

    Press Releases Published: 25/07/2019 Last modified: 25/07/2019
    The Financial Conduct Authority (FCA) today confirmed it intends to extend the proposed duration of the directions issued under the temporary transitional power to the 31 December 2020. This is to reflect the extension of Article 50. Other than the

  8. Putting the customer at the centre of the business: is it a long road ahead for the FCA?

    Speeches Published: 25/06/2015 Last modified: 25/06/2015
    Speech by Christopher Woolard, Director of Strategy & Competition, FCA, delivered at the RiskMinds conference Conduct Forum in Brussels. This is the text of the speech as drafted, which may differ from the delivered version.

  9. CP16/39: Quarterly Consultation Paper No. 15

    Consultation papers Published: 02/12/2016 Last modified: 21/02/2017
    Last updated: 21/02/2017. We are proposing to:. make changes to the pension projection rules to remove conflicts with COBS 13 Annex 2 when providing risk warnings to scheme members

  10. PS14/3: Final rules for consumer credit firms

    Policy statements Published: 28/02/2014 Last modified: 10/04/2014
    We have made some changes to our proposals, including amending the risk warning that high-cost short-term lenders will have to include on adverts.
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