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Showing 1691 to 1700 of 2441 search results for risk identification.

  1. FCA bans and fines financial adviser £68,300 for lacking honesty and integrity

    Press Releases Published: 15/04/2021 Last modified: 15/04/2021
    The FCA has banned Simon Varley from working in financial services and fined him £68,300 for knowingly performing a controlled function without approval.

  2. Financial watchdog stops thousands of misleading ads and promotions

    Press Releases Published: 14/02/2024 Last modified: 14/02/2024
    The FCA data for 2023 shows it published 2,285 alerts to help prevent consumers from losing their money to scams, up from 1,800 in 2022.

  3. Product value and coronavirus: draft guidance for insurance firms

    Policy and guidance Guidance consultations Published: 01/05/2020 Last modified: 30/10/2020
    FCA guidance on our expectations for insurance firms to consider the value of their products in the coronavirus situation.

  4. TR13/6 – Mobile banking and payments

    Thematic reviews Published: 27/08/2013 Last modified: 15/09/2016
    This interim report outlines our reasons for carrying out thematic work on mobile banking and summarises the potential risks we identified from our discovery work. ... However, any new technology can also present risks. By publishing this review we want

  5. FCA warns firms to be responsible when handling client data

    Statements Published: 18/11/2020 Last modified: 18/11/2020
    We are warning firms to be responsible when handling client data to ensure firms lawfully process and transfer client data.

  6. Information for SIPP operators in light of Berkeley Burke administration

    Statements Published: 04/10/2019 Last modified: 11/10/2019
    On 18 September 2019 the directors of Berkeley Burke SIPP Administration Limited ('BBSAL'), a firm authorised and regulated by the FCA, appointed Adrian Allen and Diana Frangou of RSM Restructuring Advisory LLP as Joint Administrators

  7. CP23/14: Quarterly Consultation Paper No. 40

    Consultation papers Published: 02/06/2023 Last modified: 02/06/2023
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook.

  8. Statistics on type of firms reporting under COREP - February 2020

    FOI Release Date of Release: 12/02/2020
    FCA provides statistics on the number of firms and the type reporting under COREP.

  9. General Insurance value measures data – year ending 31 August 2016

    Data Published: 25/01/2017 Last modified: 06/09/2018
    We have published general insurance value measures data for 38 insurers (including both UK and EEA firms) for the year ending 31 August 2016.

  10. Implementation group on changes to deliver switching options for mortgage prisoners

    Firms Published: 26/08/2019 Last modified: 24/06/2024
    The group assists industry in preparing for rule changes introduced in 2019 and to promote greater lending flexibility by firms.
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