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Showing 1731 to 1740 of 2441 search results for risk identification.

  1. FCA wholesale sector competition review – call for inputs

    Press Releases Published: 09/07/2014 Last modified: 09/07/2014
    Christopher Woolard, director of policy, risk and research at the FCA, said:.

  2. Dear CEO Letter: Obtaining Deposits via Deposit Aggregators [pdf]

    Correspondence Published: 14/04/2021
    Dear CEO Letter highlighting the risks associated with the increasing volumes of deposits that are placed with banks and building societies (‘firms’) via Deposit Aggregators and how to mitigate them.

  3. Accepting pension transfer referrals from overseas advisers: UK authorised firms’ responsibilities

    Pensions Published: 27/04/2023 Last modified: 27/04/2023
    The FCA highlights the increased risks to consumers when overseas firms refer defined benefit scheme members to UK firms for pension transfer advice.

  4. Information on retail investors understanding of cryptoassets - July 2021

    FOI Release Date of Release: 13/07/2021
    The FCA provides information on retail investors and understanding of cryptoassets.

  5. FCA and Practitioner Panel publish findings from 2021 joint survey

    News stories Published: 03/12/2021 Last modified: 03/12/2021
    FCA and Practitioner Panel publish findings from 2021 joint survey

  6. Remuneration and performance management of sales staff (SYSC 19F)

    Tasks for regulated firms Published: 23/05/2018 Last modified: 10/02/2023
    FCA provides rules on staff incentives and the remuneration of sales staff and advisers.

  7. FCA becomes AML and CTF supervisor of UK cryptoasset activities

    News stories Published: 10/01/2020 Last modified: 10/01/2020
    FCA becomes AML and CTF supervisor of UK cryptoasset activities

  8. UK authorities look to strengthen resilience of Money Market Funds

    News stories Published: 23/05/2022 Last modified: 23/05/2022
    The FCA, jointly with the Bank of England, and with the endorsement of the Treasury, has today published a Discussion Paper on Money Market Fund (MMFs) reform. This seeks views to inform the development of MMF reform proposals. The FCA has also

  9. Dumb Money: FCA takes new approach to cinema advertising and premieres innovative advert ahead of Hollywood’s chronicle of GameStop saga

    Press Releases Published: 25/09/2023 Last modified: 25/09/2023
    FCA advert references online forum chats to raises awareness of hype in high-risk investments.

  10. Festive shoppers at rising risk of loan fee scams as fraudsters pile on the pressure at Christmas

    Press Releases Published: 14/12/2022 Last modified: 14/12/2022
    With Christmas fast approaching, the FCA launches its latest ScamSmart campaign aimed at giving consumers the knowledge and tools to avoid loan fee fraud.
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