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Statement on updated guidance for insurance and premium finance firms
The FCA proposes extending a series of temporary measures to help customers who hold insurance and premium finance products. -
PS22/15: Improving outcomes in non-workplace pensions
The FCA sets out the final rules to improve outcomes for consumers saving into non-workplace pensions. -
Product value and coronavirus: guidance for insurance firms
This guidance sets out our expectations for insurers and insurance intermediaries to consider the value of their products in light of the exceptional circumstances arising from coronavirus (Covid-19). -
FCA review finds weaknesses in some challenger banks’ financial crime controls
FCA review found that challenger banks need to improve how they assess financial crime risk, with some failing to adequately check their customers’ income and occupation. -
Barclays fined £783,800 and agrees to make a voluntary payment to Premier FX customers
Barclays failed to make enquiries to ensure that Premier FX’s actual business activity aligned with Barclays’ expectations and did not identify that Premier FX’s internal controls were deficient. -
PS15/4: Retirement reforms and the guidance guarantee
In this Policy Statement we publish the final rules in respect of retirement risk warnings. The rules have been made without consultation, in reliance on section 138L of the Financial Services and Markets Act 2000. -
Andrew Bailey introductory speech on multilateralism and global coordination: A case for balancing autonomy and co-operation in the interests of financial markets
Speech by Andrew Bailey, Chief Executive of the FCA, at the Eurofi Financial Forum, on multilaterialism and global coordination. -
Review of research literature that provides evidence of the impact of diversity and inclusion in the workplace [pdf]
This review of academic research and other literature on the impact of diversity and inclusion (D&I) in the workplace has sought specifically to explore the business performance, risk management and conduct outcomes of diverse and inclusive companies -
Guide to the regulation of workplace defined contribution pensions
We have jointly developed this guide with The Pensions Regulator to provide an overview of how workplace defined contribution (DC) pensions are regulated to protect the interests of consumers. -
TR14/12 - Enhanced transfer value pension transfers
This is a complex area of financial advice and there is not necessarily any immediate risk to many of the affected consumers; they received the pension transfer advice during rather than