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Showing 1801 to 1810 of 2441 search results for risk identification.

  1. FCA regulation of consumer credit – during the pandemic and beyond

    Speeches Published: 13/10/2020 Last modified: 14/10/2020
    Speech by Nisha Arora, Director of Consumer and Retail Policy, given at the Finance & Leasing Association conference

  2. PS17/24: Handbook changes to reflect the new regulatory framework for Insurance-Linked Securities

    Policy statements Published: 10/01/2017 Last modified: 13/12/2017
    Policy Statement 17/24 (PS17/24) set out our near-final rule changes required to the FCA Handbook to incorporate the new regulated activity of insurance risk transformation. When we published PS17/24 on 1 November 2017 we had to publish near-final,

  3. Bank of England and Financial Conduct Authority appoint new Chair of the Sterling Risk Free Reference Rates Working Group

    Press Releases Published: 20/11/2018 Last modified: 20/11/2018
    The Bank of England and Financial Conduct Authority (FCA) have today announced the appointment of Tushar Morzaria as the new Chair of the Sterling Risk Free Reference Rates Working Group (the Working Group). Tushar has been the Chief Financial

  4. FCA launches call for input on high-cost credit and overdrafts

    Press Releases Published: 29/11/2016 Last modified: 29/11/2016
    The Financial Conduct Authority (FCA) has today announced that it is seeking evidence and feedback to further inform its work on high-cost credit, including a review of the payday loan price cap.

  5. Information on enforcement investigations into senior managers - May 2022

    FOI Release Date of Release: 27/05/2022
    The FCA answers questions multiple questions on enforcement investigations into senior managers.

  6. Dear CEO letter: Managing the risks of Defined Benefits to Defined Contribution transfers [pdf]

    Correspondence Published: 22/03/2019
    We have completed our review of pension product providers and identified the key drivers of harm. We set out what we expect.

  7. CP19/20: Our framework: assessing adequate financial resources

    Consultations Consultation papers Published: 13/06/2019 Last modified: 08/11/2019
    The FCA are consulting on the purpose of adequate financial resources, what we look for from firms, and our expectations as to the practices firms should adopt within their assessments of adequate financial resources.

  8. FCA finds failings in the oversight of appointed representatives in the general insurance sector

    Press Releases Published: 22/07/2016 Last modified: 22/07/2016
    Over half of the 15 principal firms in its sample could not consistently demonstrate that they had effective risk management and control frameworks to identify and manage the risks arising from ... survey. A sample of 15 principals was then selected

  9. FCA confirms measures to help insurance customers who may be suffering financial difficulties as a result of coronavirus

    Press Releases Published: 14/05/2020 Last modified: 14/05/2020
    We confirm temporary measures to help customers who hold insurance and premium finance products and who may be in financial difficulty because of coronavirus (Covid-19)

  10. FCA imposes recruitment ban on the Financial Group for failing to control its Appointed Representatives

    Press Releases Published: 23/07/2014 Last modified: 23/07/2014
    The FCA’s disciplinary action in this case reinforces the importance of collating quality MI, embedding risk-focused systems and controls and encouraging a consumer-focused culture.'. ... its systems and controls and risk management framework in line
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