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Showing 1811 to 1820 of 2441 search results for risk identification.

  1. FCA sets out initial findings on bank account access and closures

    Press Releases Published: 19/09/2023 Last modified: 19/09/2023
    The FCA has published the findings of its initial data exercise on bank account access and closures.

  2. Consumer credit firms must raise advertising standards, says FCA

    Press Releases Published: 16/05/2014 Last modified: 22/05/2014
    High cost short term credit (payday loans). Lack of or prominence of risk warning:. ... Lack of or prominence of a representative APR. Focus on the benefits or the loan and no explanation of the downsides/risks of non-repayment.

  3. Elite Insurance Company Ltd (‘Elite’) has entered into administration

    News stories Published: 12/12/2019 Last modified: 17/12/2019
    Elite Insurance Company Ltd (‘Elite’) has entered into administration

  4. Invesco Perpetual fined £18.6 million for failings in fund management

    Press Releases Published: 28/04/2014 Last modified: 28/04/2014
    As a forward looking regulator the FCA takes action where we see risks to consumers, not just after they suffer losses. ... Failed to monitor whether trades were allocated fairly between funds, creating a risk that some funds may have been disadvantaged.

  5. RBS fined £87.5 million for significant failings in relation to LIBOR

    Press Releases Published: 06/02/2013 Last modified: 18/11/2021
    The Financial Services Authority (FSA) has fined The Royal Bank of Scotland plc (RBS) £87.5 million for misconduct relating to the London Interbank Offered Rate (LIBOR).

  6. Consumer alert for consumers of insurance broker firm Professional Construction Risks Ltd (PCRL)

    News stories Published: 31/08/2021 Last modified: 31/08/2021
    Consumer alert for consumers of insurance broker firm Professional Construction Risks Ltd (PCRL)

  7. FCA publishes Decision Notice against former CEO of Sonali Bank (UK) Ltd for AML failings

    Press Releases Published: 04/12/2018 Last modified: 04/12/2018
    The Financial Conduct Authority (FCA) has today published a Decision Notice in respect of Mohammad Ataur Rahman Prodhan, the former Chief Executive Officer of Sonali Bank (UK) Limited (SBUK), fining him £76,400.

  8. Benchmarks Regulation: our powers, policy and decision-making

    Markets Published: 18/11/2020 Last modified: 02/04/2024
    Our policy approach to exercising our powers over critical benchmarks, and our decisions to use these powers to help manage an orderly wind-down of LIBOR.

  9. Portfolio letter: FCA strategy for Non-Bank (mortgage) Lenders (NBL) [pdf]

    Correspondence Published: 11/03/2022
    Letter setting out our views on the key risks of harm for NBLs' mortgage customers and our expectations for mitigating these.

  10. Joint Bank of England and FCA review of open-ended investment funds

    Statements Published: 13/07/2021 Last modified: 13/07/2021
    In the Report on Assessing the resilience of market-based finance published today, the Bank of England has set out the conclusion to the joint review by the Financial Conduct Authority (FCA) and the Bank of England on open-ended investment funds and
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