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Showing 1821 to 1830 of 2441 search results for risk identification.

  1. The UK listing regime - developments since the UK Listings Review and next steps for reform

    Speeches Published: 06/02/2024 Last modified: 06/02/2024
    Speech by Clare Cole, Director of Market Oversight, at the Westminster Business Forum.

  2. Nikhil Rathi discusses the FCA’s pandemic response and his vision for the future

    News stories Published: 10/11/2020 Last modified: 10/11/2020
    Read the highlights of new FCA Chief Executive Nikhil Rathi's first Inside FCA Podcast interview

  3. The hidden cost of domestic financial abuse: working together to improve outcomes

    Blogs Published: 17/05/2024 Last modified: 20/05/2024
    Domestic financial abuse has a huge impact on the lives of those who experience it.

  4. FCA fines Sir Christopher Gent for disclosing inside information

    Press Releases Published: 05/08/2022 Last modified: 05/08/2022
    The Financial Conduct Authority (FCA) has fined Sir Christopher Gent, former non-executive Chairman of ConvaTec Group Plc, £80,000 for unlawfully disclosing inside information.

  5. FCA proposes permanent measures for retail CFDs and binary options

    Press Releases Published: 07/12/2018 Last modified: 07/12/2018
    The Financial Conduct Authority (FCA) is proposing rules to address harm to retail consumers from the sale of certain complex derivative products with the publication of two consultation papers.

  6. FCA fines Chase de Vere for failures surrounding sale of Keydata Products

    Press Releases Published: 17/11/2014 Last modified: 17/11/2014
    offering. That includes researching the products thoroughly before they decide to offer them and ensuring advisers have the tools they need to explain the risks to customers. ... Chase de Vere failed to do this, leaving its customers without a full

  7. Andrew Bailey opening speech at the FCA Conference on Intergenerational Differences

    Speeches Published: 02/07/2019 Last modified: 02/07/2019
    Speech by Andrew Bailey, Chief Executive of the FCA, at the FCA Conference on Intergenerational Differences, Royal College of Physicians, London.

  8. The role of consumer decision-making in ensuring good market dynamics in the mortgage sector

    Speeches Published: 05/10/2016 Last modified: 31/10/2016
    Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, at the Mortgages Conference.

  9. FCA issues 146 alerts in first 24 hours of new crypto marketing regime

    Statements Published: 09/10/2023 Last modified: 09/10/2023
    Changes to legislation that bring cryptoasset promotions under our remit are now in force.

  10. FG23/3: Finalised non-handbook Guidance on cryptoasset financial promotions

    Finalised guidance Published: 02/11/2023 Last modified: 02/11/2023
    The Guidance will help firms deliver fair, clear, and not misleading marketing of cryptoassets to UK consumers.
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