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General insurance product value and coronavirus (Covid-19) Guidance – update
We set out the findings from our multi-firm review assessing how firms have responded to our general insurance (GI) distribution chain Guidance (further to the product governance rules implemented by the IDD) and coronavirus (Covid-19) value Guidance -
FCA announces asset retention rules for British Steel advice firms
The Financial Conduct Authority (FCA) is using emergency powers to prevent financial advice firms, who advised members of the British Steel Pension Scheme (BSPS), from disposing of assets to avoid paying compensation. -
Rules that apply to firms in SRO and fund operators in the TMPR
We summarise the rules that apply to firms in the temporary permissions regime (TPR) and fund operators in the temporary marketing permissions regime (TMPR). -
FCA encourages market participants to continue transition of LIBOR-linked bonds
Action for issuers and bondholders of outstanding LIBOR-linked bonds. -
FCA sets out approach to Non-Executive Directors and the Senior Managers Regime
Including all NEDs in the new regime would risk the unintended consequence of changing the whole nature of this vital role.”. ... Chairman;. Senior Independent Director;. and the Chairs of the Risk, Audit, Remuneration and Nominations Committees. -
How to report suspected market abuse as a firm or trading venue
Find out more about suspicious transaction and order reports (STORs), and how to submit a STOR or a market observation. -
Effectiveness assessment of the FCA approach to flexible firm supervision - July 2016 [pdf]
This assessment by PA Consulting looks at how the FCA's Supervision risk and management framework in 2016 supports the approach to flexible firms and where further development may be necessary in order to make it fully effective, focussing on the -
The FCA fines Moneybarn £2.77m for unfair treatment of customers in arrears
The Financial Conduct Authority (FCA) has today imposed a fine of £2.77 million on car finance provider, Moneybarn Ltd (Moneybarn), for not treating customers fairly when they fell behind with loan repayments while in financial difficulties, -
Research Note: Fixed Income ETFs: secondary market participation and resilience during times of stress [pdf]
The rapid growth in exchange-traded fund (ETF) markets creates potential risks to investor protection and financial stability. File updated with accessibility tags -
FCA launches guidance for firms on the fair treatment of vulnerable customers
The Financial Conduct Authority (FCA) has published final guidance clarifying its expectations of firms on the fair treatment of vulnerable customers.