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Showing 1871 to 1880 of 2441 search results for risk identification.
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FCA confirms guidance for insurance firms on assessing product value
The Financial Conduct Authority (FCA) is today confirming guidance for insurance firms to consider the impact of coronavirus (Covid-19) on the value of their insurance products -
FCA establishes Temporary Registration Regime for cryptoasset businesses
The FCA is establishing a Temporary Registration Regime for cryptoasset businesses applied to be registered with the FCA to continue trading. -
Research Note: Mortgage borrowers and macroeconomic developments
This work used our mortgage PSD data to understand households that would be at risk of a payment shortfall within the two years from Q2 2022. -
FCA warns insurance firms over product governance rules deadline
Insurance firms may not be ready to implement new product governance rules there to ensure insurance provides fair value, according to a review published today by the Financial Conduct Authority (FCA). -
FCA bans partners of firm that failed to consider customer SIPP suitability
By enabling customers to invest in unregulated and often high risk products without assessing suitability, these men exposed customers to the risk of losing their hard earned pension funds. ... This was then compounded by the partners’ failure to -
FCA statement on selling high-risk speculative investments to retail clients following ESMA’s action on CFD products
FCA statement on selling high-risk speculative investments to retail clients following ESMA’s action on CFD products. ... leverage. ESMA’s recent Q&A on its product intervention also highlighted these risks. -
FCA places restrictions on twice as many consumer investment firms this year
The FCA has placed restrictions on twice as many firms in the investment market compared to last year, as part of its strategy designed to prevent harm in the consumer investment market. -
FCA Mortgage Conference 2015 — panel summaries
The use of blanket age limits should be questioned and thought given to alternative, better ways of assessing risk. ... There is a wider question about the attitude of society to risk, and how to balance the need for consumer protection with flexibility. -
FCA fines Santander UK £107.7 million for repeated anti-money laundering failures
The FCA has fined Santander UK Plc (Santander) £107,793,300 after it found serious and persistent gaps in its anti-money laundering (AML) controls, affecting its Business Banking customers. -
TR15/12: Wealth management firms and private banks: suitability of investment portfolios
a risk of unsuitability due to inconsistencies between portfolios and the customer’s attitude to risk, investment objectives and/or investment horizon. ... limited capacity for, or desire to expose themselves to the risk of, capital loss.