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Showing 1881 to 1890 of 2441 search results for risk identification.

  1. Market Force and the Chartered Institute’s Nicholas Barbon Lectures

    Speeches Published: 06/02/2013 Last modified: 29/03/2013
    Speech by Andrew Bailey, Managing Director, Prudential Business Unit at the Chartered Institute’s Nicholas Barbon Lectures, London
  2. FCA continues action against unregistered crypto ATMs across the UK

    Press Releases Published: 05/05/2023 Last modified: 09/05/2023
    The FCA has inspected sites in Exeter, Nottingham and Sheffield as part of a continued crackdown on this sector.
  3. Competition Policy in Financial Markets – the view from the regulators

    Speeches Published: 22/06/2016 Last modified: 22/06/2016
    Speech by Mary Starks, Director of Competition, FCA, delivered at the Centre for Competition Policy (CCP) Conference on 10 June in Norwich.
  4. FCA introduces additional protection for consumers ahead of pension freedoms

    Press Releases Published: 26/01/2015 Last modified: 26/01/2015
    This will come into force from April. Providers will be required to give relevant risk warnings, such as warning of the tax implications of their decisions, in response to answers from
  5. Redress package agreed for consumers mis-sold CPP insurance products

    Press Releases Published: 22/08/2013 Last modified: 22/11/2021
    The Financial Conduct Authority has reached an agreement with Card Protection Plan Limited (CPP) and 13 high street banks and credit card issuers that will pave the way for redress to be paid to customers who were mis-sold CPP’s Card Protection
  6. Joint statement by the FCA, PRA, TPR and FRC on the publication of Climate Change Adaptation Reports 

    Statements Published: 28/10/2021 Last modified: 28/10/2021
    We and the other financial regulators have published CARs this year. They look at how we and the firms we regulate are embedding climate risks and opportunities into our strategies.
  7. Capital Markets Union – a regulator’s perspective

    Speeches Published: 04/06/2015 Last modified: 04/06/2015
    Speech by David Lawton, Director of Markets, Policy and International, at the FCA, delivered at the Deutsche Borse Group ‘Blueprint for a European Capital Markets Union’ event on 27 May 2015 at the ETC venues, London. This is the text of the
  8. Defined benefit pension transfers market data October 2018-March 2020

    Data Published: 18/01/2021 Last modified: 29/01/2021
    Defined benefit pension transfers market data October 2018-March 2020
  9. Information on enforcement investigations into Senior Managers - May 2022

    FOI Release Date of Release: 26/05/2022
    The FCA responds to multiple questions on enforcement investigations into Senior Managers.
  10. CP14/13: Strengthening accountability in banking: a new regulatory framework for individuals

    Consultation papers Published: 30/07/2014 Last modified: 14/09/2015
    CP14/13: Strengthening accountability in banking: a new regulatory framework for individuals. Consultation papers First published:. 30/07/2014. Last updated: 14/09/2015. CP14/13: Strengthening accountability in banking: a new regulatory framework