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Showing 1981 to 1990 of 2441 search results for risk identification.

  1. Authorised fund managers’ assessments of their funds’ value

    Multi-firm reviews Published: 06/07/2021 Last modified: 06/07/2021
    This review sets out our findings from our review, where we looked at the processes used by different Authorised Fund Managers (AFMs) when they carry out assessments of value (AoVs or 'Value Assessments') for the funds they operate.

  2. FCA highlights continuing concerns about problem firms in the CFD sector

    Press Releases Published: 01/12/2022 Last modified: 01/12/2022
    FCA has written to CFD providers outlining expectations and highlighting areas of poor practice seen in firms.

  3. FCA publishes review of business interruption insurance claims handling

    Press Releases Published: 04/10/2022 Last modified: 04/10/2022
    The FCA publishes the latest BI data and sets out examples of good practice and where insurance firms have fallen short of expectations in their handling of BI claims.

  4. A helping hand for the invisible hand: the FCA’s approach to competition and innovation

    Speeches Published: 11/06/2018 Last modified: 11/06/2018
    Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at Competition Policy 2018: The relationship between antitrust, innovation and investment, Chatham House, London.

  5. PS19/23: FCA and PRA changes to mortgage reporting requirements

    Policy statements Published: 13/12/2018 Last modified: 30/09/2019
    We summarise the feedback and our response to it following consultation paper (CP) FCA – 18/41 / PRA – 30/18.

  6. Research Note: Review of Maximal Extractable Value and Blockchain Oracles

    Research notes Published: 02/02/2024 Last modified: 02/02/2024
    This paper is designed to support market participants and regulators to better understand the emerging technology landscape and build the foundation of knowledge needed to assess the potential risks and opportunities created by new technology.

  7. The FCA fines Rabobank £105 million for serious LIBOR-related misconduct

    Press Releases Published: 29/10/2013 Last modified: 29/10/2013
    Rabobank failed to act with due skill care and diligence; identify, manage or control the relevant risks; or meet proper standards of market conduct.

  8. Making competition king – the rise of behavioural economics at the FCA

    Speeches Published: 25/03/2014 Last modified: 25/03/2014
    Speech by Martin Wheatley, Chief Executive, the FCA, at the Australian Securities and Investments Commission (ASIC). This is the text of the speech as drafted, which may differ from the delivered version.

  9. The Financial Conduct Authority outlines how it will regulate crowdfunding

    Press Releases Published: 24/10/2013 Last modified: 24/10/2013
    Consumers need to be clear on what they’re getting into and what the risks of crowdfunding are. ... The paper makes clear the FCA’s belief that these investments should only be promoted to those who understand the inherent risks or have the financial

  10. Information relating to claims management company (CMC) authorisation - October 2021

    FOI Release Date of Release: 28/10/2021
    The FCA responds to questions on the FCA’s register and claims management company (CMC) authorisation.
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