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Showing 2001 to 2010 of 2441 search results for risk identification.

  1. Draft information for consumers: dealing with financial difficulties during coronavirus

    Guidance consultations Published: 22/05/2020 Last modified: 16/08/2021
    FCA proposes draft information for consumers on dealing with financial difficulties during coronavirus

  2. FCA research shows many consumers paying too much for overdrafts

    Press Releases Published: 10/04/2014 Last modified: 13/09/2016
    Christopher Woolard, director of policy, risk and research, at the FCA, says:.

  3. Rockingham Independent fined £35,000 for recommending unsuitable investments

    News stories Published: 14/09/2011 Last modified: 23/04/2013
    We have fined Rockingham Independent Limited £35,000 and imposed partial prohibitions on its two directors and an adviser at the firm for recommending unsuitable investments. Find out what this means for the firm’s customers.

  4. Call for Input: PRIIPs Regulation – initial experiences with the new requirements

    Feedback statements Published: 28/02/2019 Last modified: 28/02/2019
    In this Feedback Statement, we summarise responses to our Call for Input on the Packaged Retail and Insurance-based Investment Products (PRIIPs) Regulation. We also outline our next steps.

  5. PS19/21: Retirement Outcomes Review: feedback on CP19/5 and our final rules and guidance

    Policy statements Published: 30/07/2019 Last modified: 12/01/2023
    PS19/21: Retirement Outcomes Review: feedback on CP19/5 and our final rules and guidance

  6. PS23/7: Broadening retail access to the long-term asset fund

    Policy statements Published: 29/06/2023 Last modified: 29/06/2023
    This consultation sets out proposals for broadening the retail distribution of the LTAF.

  7. PS20/3: Signposting to travel insurance for consumers with medical conditions

    Policy statements Published: 14/07/2019 Last modified: 22/03/2024
    This consultation sets out proposals to help consumers with pre-existing medical conditions (PEMCs) who can sometimes struggle to access affordable travel insurance that covers their medical conditions.

  8. FCA fines CT Capital Ltd for failures related to PPI complaint handling

    Press Releases Published: 01/06/2016 Last modified: 01/06/2016
    Failing to handle complaints appropriately means that firms risk treating customers unfairly for a second time and it’s important that firms get this right.

  9. FCA publishes finalised guidance for the fair-treatment of closed-book customers

    Press Releases Published: 09/12/2016 Last modified: 09/12/2016
    The Financial Conduct Authority (FCA) has today published its finalised guidance providing firms with detailed information on the actions they should be taking in order to treat their closed-book customers fairly. The FCA wants to ensure that

  10. FCA announces proposals to improve climate-related disclosures by listed companies

    Press Releases Published: 06/03/2020 Last modified: 06/03/2020
    FCA announces proposals to improve climate-related disclosures by listed companies
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