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Research Note: Interest-only mortgages: analysis of FCA mortgage data and consumer research
This research sets out analysis of FCA data on the population of regulated interest-only mortgages that existed on 31 December 2022, and consumer research undertaken in 2022. -
FCA outlines approach for implementation of Mortgage Credit Directive and regulatory framework for second charge mortgages
Christopher Woolard, FCA director of policy, risk and research said:. 'We recognise that second charge mortgages are beneficial for some customers but we are concerned that consumers can be put at ... risk by poor sales practices and ineffective -
FCA action delivers £80 million savings in fees for credit card customers
In recent years, the FCA has focused on reducing the risk of harm that flows from customers being in debt that they cannot afford to repay. Some key areas of work have included: Targeted supervisory work to mitigate the risks from poor culture and -
PS19/11: Product intervention measures for retail binary options
In this paper, the FCA sets out its final position and Handbook rules to permanently prohibit the sale, marketing and distribution of binary options to retail consumers by firms that carry out activity in, or from, the UK. -
Fairness, flexibility and the long-term view: the FCA’s vision for the mortgage market
Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the UK Finance Annual Mortgage Conference, London. -
FCA bans four for 'disgraceful' failings in relation to occupational pension schemes
Three men have been banned from working in the financial services industry by the Financial Conduct Authority (FCA); and another has been banned from holding key positions. This follows a review of CBW Trustees Limited and CBW Pensions Forensics -
FCA statement on its work on liquidity mismatch in authorised open-ended property funds
In August 2020 we consulted on proposals to reduce the potential for harm to investors from the liquidity mismatch in open-ended property funds. -
CFRF Guide 2022: Transition net zero - carbon budget primer financial insuttions [pdf]
This chapter from Climate Financial Risk Forum (CFRF) represents the output from the Transitions Net Zero working group, discussing carbon budgets for financial institutions. -
JPMorgan Chase Bank N.A. fined £137,610,000 for serious failings relating to its Chief Investment Office’s “London Whale” trades
This is yet another example of a firm failing to get a proper grip on the risks its business poses to the market. ... There were basic failings in the operation of fundamental controls over a high risk part of the business. -
TR15/11: Financial Benchmarks: Thematic Review of Oversight and Controls
This report presents the findings from our thematic review of firms’ oversight and controls in relation to financial benchmarks.