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Showing 21 to 30 of 2441 search results for risk identification.
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Protecting consumers
Find out how the FCA protects consumers from harm caused by bad conduct in the financial services industry. -
FCA risk outlook
The Financial Conduct Authority (FCA) will put consumers’ needs at its heart and will focus even more on ensuring there is a fair deal between firms and their customers. -
Outsourcing and operational resilience
The FCA explains the implications for operational resilience for regulated firms using outsourcing and other third party service providers, and what it expects from them. -
Understanding high-risk investments
Often advertised as high-return investments, high-risk investments put your money at higher risk and should always be treated with caution. -
Climate change and sustainable finance
The FCA's work on climate change and other environmental, social and governance (ESG) issues. -
UK SFTR news
Read FCA news updates on the UK Securities Financing Transactions Regulation (UK SFTR). -
De-risking: managing money-laundering risk
We are aware that some banks are no longer offering financial services to entire categories of customers that they associate with higher money-laundering risk. Read more about what we expect of firms. -
Strong Customer Authentication
The FCA's expectations for your firm when implementing Strong Customer Authentication (SCA), including in e-commerce and online banking. -
Non-financial counterparties subject to EMIR: 2014 review
The findings from the FCA's 2014 review on how non-financial counterparties (NFCs) calculate the clearing threshold and how they are complying with European Market Infrastructure Regulation (EMIR). -
Market Watch 71
In this edition we share our observations about changes in advisory firms’ insider lists since the publication of Market Watch 60.