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Showing 2101 to 2110 of 2441 search results for risk identification.
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Three individuals face charges for unauthorised sale-and-rent-back schemes
The FCA has started criminal proceedings against 3 people for carrying out regulated activity without authorisation. -
FCA publishes its Business Plan for 2015/16 and announces details of new supervision and authorisation divisions
This year’s Business Plan also included the FCA’s Risk Outlook which sets out the top seven high-level risks the financial services sector should consider in the coming years. -
Building the UK financial sector’s operational resilience discussion paper
BOE, PRA and FCA publish joint discussion paper on an approach to improve the operational resilience of firms and financial market infrastructures -
Financial watchdog puts banks on alert in fight against money laundering via the Post Office
A series of measures designed to reduce the risk of money laundering via the Post Office have today been set out by the FCA. -
TR14/10 - Developments in the distribution of retail investments: Purchasing investments without a personal recommendation or with simplified advice
reduce the risk of poor customer outcomes. ... We found that a number of firms had decided not to develop simplified advice services due to uncertainty about how to apply our suitability rules, and the risks and potential liabilities -
Statement from the Financial Conduct Authority on the joint market study on banking services for small businesses
Christopher Woolard, director of policy, risk and research at the FCA, said:. -
FCA secures contract changes for buy-now-pay-later customers as more consumers use the product
FCA research shows that there has been a significant increase in the use of buy-now-pay-later (BNPL). -
The FCA and the Bank of England encourage market participants in a switch to SOFR in US dollar interest rate swap markets from 26 July
FCA and Bank of England support and encourage liquidity providers in the US dollar linear interest rate swaps market to adopt new trading conventions for interdealer trading based on SOFR instead of LIBOR -
FCA opens discussion on regulatory approach to open-ended funds investing in illiquid assets
The FCA is seeking stakeholder views on investing in illiquid assets through open-ended funds and the challenges that can pose to managers and investors. -
Financial watchdog wins civil case against Ponzi-like care home investment scheme
The High Court has ruled in favour of the FCA against Robin Forster, the director of a company which took £57 million from 380 investors in an illegal care home investment scheme.