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Showing 2161 to 2170 of 2441 search results for risk identification.

  1. Co-operation Agreement between the Financial Conduct Authority and the Hong Kong Monetary Authority

    Press Releases Published: 07/12/2016 Last modified: 07/12/2016
    The UK’s Financial Conduct Authority (FCA) and the Hong Kong Monetary Authority (HKMA) have entered into a Co-operation Agreement (Agreement) to foster collaboration between the two regulatory authorities in promoting financial innovation.

  2. GC13/3 Examples of good and poor practice in ‘Banks’ control of financial crime risks in trade finance’

    Guidance consultations Published: 02/07/2013 Last modified: 07/02/2022
    This proposed guidance relates to the following rule(s) in the FCA Handbook.

  3. Defined contribution workplace pensions: The audit of charges and benefits in legacy schemes

    Statements Published: 01/08/2014 Last modified: 01/08/2014
    The OFT identified £30 billion of savers' money in pension schemes with charges at risk of being poor value for money.

  4. FCA opens a discussion on the impact of climate change and green finance on financial services

    Press Releases Published: 15/10/2018 Last modified: 15/10/2018
    The Financial Conduct Authority (FCA) has today published a Discussion Paper on climate change and green finance.

  5. FCA calls on insurance intermediaries to better manage conflicts of interest when dealing with small business clients

    Press Releases Published: 27/05/2014 Last modified: 27/05/2014
    If there are conflicts of interest that are not identified or properly managed, that trust is put at risk.". ... The FCA is concerned that if conflicts are not properly managed there is the risk that decisions are made in the interest of firms rather

  6. The FCA publishes report into mortgage lenders’ arrears management and forbearance

    Press Releases Published: 25/02/2014 Last modified: 29/11/2021
    In a review of lenders’ approaches to mortgage arrears management, the Financial Conduct Authority (FCA) found firms had improved practices, placing greater emphasis on the need to treat customers fairly, but identified areas on which the industry

  7. Statement from the Prudential Regulation Authority announces changes to depositor and policyholder protection

    Statements Published: 03/07/2015 Last modified: 04/11/2019
    The Prudential Regulation Authority (PRA) is today announcing changes to depositor and policyholder protection provided by the Financial Services Compensation Scheme (FSCS). For the majority of depositors currently covered by the FSCS, the existing

  8. FS20/7: Product Value and coronavirus: guidance for insurance firms

    Policy and guidance Feedback statements Published: 03/06/2020 Last modified: 03/06/2020
    On 1 May 2020, we published draft guidance for insurance firms on assessing the value of their products in light of Coronavirus (Covid-19). This was subject to a short consultation period, which closed on 15 May. 

  9. FCA prosecutes five individuals for role in 'all-or-nothing’ investment scheme

    Press Releases Published: 01/11/2022 Last modified: 01/11/2022
    We have charged five suspects for alleged investment fraud. The case will go to trial in February 2023.

  10. FCA confirms next stage of support for consumer credit and overdraft customers

    Press Releases Published: 30/09/2020 Last modified: 02/10/2020
    The FCA has confirmed measures to ensure firms provide tailored support for users of certain consumer credit and overdraft products amid difficulties due to coronavirus (Covid-19)
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