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Showing 2191 to 2200 of 2441 search results for risk identification.
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Insurance firms failing to consider value of the products and services provided to consumers
The Financial Conduct Authority (FCA) is warning General Insurance (GI) firms about manufacturing, sales and distribution approaches that can lead to customers purchasing inappropriate products, paying excessive prices or receiving poor service. -
Productive finance working group publishes recommendations addressing the barriers to investment in less liquid assets
The Productive Finance Working Group has today published a series of recommendations which could facilitate greater investment in longer-term, less liquid assets. The Group is industry led, co-chaired by the Governor of the Bank, the Chief Executive -
Update to information on investments made through Harlequin Management Services (South East) Limited (“Harlequin Property”)
The Financial Services Authority (FSA) issued an alert to financial advisers on 18 January 2013 regarding this subject. -
Standard Bank PLC fined £7.6m for failures in its anti-money laundering controls
The Financial Conduct Authority (FCA) has fined Standard Bank PLC (Standard Bank) £7,640,400 for failings relating to its anti-money laundering (AML) policies and procedures over corporate customers connected to politically exposed persons (PEPs). -
FCA bans and fines former Burlington director for dishonest involvement in the sale of Unregulated Collective Investment Schemes to retail customers
In early 2005, Cameron helped to set up three high risk UCIS investing in new property developments in Croatia, Bulgaria and Montenegro. ... Cameron knew that his activities created a risk of the UCIS being sold to investors for whom the products were -
Updated: Upper Tribunal releases its judgment on action against Timothy Roberts and Andrew Wilkins
The FCA views TLPI, such as ARM bonds, as complex, high risk and unsuitable for most consumers. -
Information on correspondence between unions and any employee of the FCA treated as phishing - November 2021
FCA provides emails that, in part, set out the decisions taken in relation to the phishing controls that were applied to correspondence between Unite and employees within the FCA. -
FCA launches 'Live & Local': a new regional programme to help local firms engage with regulators
will invite firms to talk about what is happening in their region, what emerging risks they see, what other issues they are concerned about and share his own perspective. -
Millions of customers together save nearly £1 billion due to overdraft rule changes
Improved overdraft rules brought in by the FCA have reduced high fees for unarranged borrowing, removed complex charging structures and introduced help for those who were repeatedly using their overdraft. -
DP22/3: Operational resilience: critical third parties to the UK financial sector
In this joint Discussion Paper with the Prudential Regulation Authority and the Bank of England, we share our views – and ask for yours – on potential ways to manage the systemic risks to our objectives posed by certain third parties.