Search results
Showing 231 to 240 of 2441 search results for risk identification.
-
Market abuse
Behaviour such as insider dealing and market manipulation can amount to market abuse. Find out more about the safeguards firms must have in place. -
Market Watch 74
n this Market Watch, we describe some of our recent supervisory observations, covering RTS 22 transaction reporting and the submission of financial instrument reference data under RTS 23. -
Insurance fraud
We have a voluntary scheme where you can let us know if you suspect or have evidence of fraud by an insurance broker. -
FCA Risk Outlook 2014 [pdf]
-
UK EMIR for non-financial counterparties
Read more about non-financial counterparties under UK European Market Infrastructure Regulation (UK EMIR), including reporting to trade repositories and risk mitigation for uncleared trades. -
The Future of the City
Speech by Andrew Bailey, Chief Executive of the FCA, at the Future of the City dinner. -
CryptoSprint outputs
Learn more about our first policy-focused CryptoSprint events held in May and June 2022. -
Future into focus
Speech by Martin Wheatley, Chief Executive, the FCA, at the International Swaps and Derivatives Association (ISDA) conference, London. This is the text of the speech as drafted, which may differ from the delivered version. -
2015 Disclosure Log
The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2015. -
Credit unions
Find out how to get authorised and about other requirements for credit unions.