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Showing 2311 to 2320 of 2441 search results for risk identification.
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FCA confirms measures to protect customers from the loyalty penalty in home and motor insurance markets
The FCA implements new rules to improve competition and protect home and motor insurance customers from loyalty penalties. -
Occasional Paper 56: Fair exchange: Presenting foreign exchange quotes to improve consumer choice
In this study, we tested 3 different practices for presenting cost and exchange rate information in an online experiment with a nationally representative sample of participants. -
The FCA sets out in detail how it will regulate consumer credit, including payday lending, when it takes over responsibility in April 2014
Clear risk warnings to be displayed on all adverts and promotions along with more information about debt advice. ... FCA paper on key risks in the market and our priorities for intervention. -
FCA finalises rules for a new type of fund designed to invest efficiently in long-term assets
Sophisticated investors and pension funds are among those who will have access to new types of investment opportunities following changes made by the FCA. -
Barclays fined £26m for failings surrounding the London Gold Fixing and former Barclays trader banned and fined for inappropriate conduct
Barclays' failure to identify and manage the risks in its business was extremely disappointing. ... These failings led to an increased risk of inappropriate conduct by Barclays' traders participating in the Gold Fixing. -
FCA reminds insurance firms to review the value of their products in light of the impacts of coronavirus
On 3 June 2020, we published guidance setting out our expectations for insurers and insurance intermediaries to consider the value of their products in light of the exceptional circumstances arising from the coronavirus (Covid-19). -
FSA fines Zurich Insurance £2,275,000 following the loss of 46,000 policy holders' personal details
The Financial Services Authority (FSA) has fined the UK branch of Zurich Insurance Plc (Zurich UK) £2,275,000 for failing to have adequate systems and controls in place to prevent the loss of customers’ confidential information. The fine is the -
CP15/5: Approach to non-executive directors in banking and Solvency II firms & Application of the presumption of responsibility to Senior Managers in banking firms
Chairman. Chair of the Risk Committee. Chair of the Audit Committee. -
TR16/2: Fair treatment of long-standing customers in the life insurance sector
We had identified some risks which could lead to long-standing customers being treated unfairly, such as firms benefitting from customer inertia by keeping them in high-charging, poorly performing products -
The FCA and the Bank of England encourage market participants in a switch to SONIA in the sterling exchange traded derivatives market from 17 June
FCA and the Bank of England encourage exchange traded derivatives market participants move to SONIA.